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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTGC icon
526
Hercules Capital
HTGC
$3.23B
$26K 0.01%
1,900
+900
+90% +$13.2K
STX icon
527
Seagate
STX
$184B
$26K 0.01%
500
– –
VALE icon
528
Vale
VALE
$62.6B
$26K 0.01%
4,648
-5,125
-52% -$37.2K
YUM icon
529
Yum! Brands
YUM
$41.1B
$26K 0.01%
465
– –
MIC
530
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$26K 0.01%
321
-111
-26% -$8.45K
DNI
531
DELISTED
Dividend and Income Fund
DNI
$26K 0.01%
1,696
+150
+10% +$2.28K
ADT
532
DELISTED
ADT Corp
ADT
$26K 0.01%
623
+15
+2% +$563
AKAM icon
533
Akamai
AKAM
$15.9B
$25K 0.01%
350
– –
ES icon
534
Eversource Energy
ES
$27.2B
$25K 0.01%
500
– –
KRFT
535
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$25K 0.01%
289
+233
+416% +$15.4K
AAL icon
536
American Airlines Group
AAL
$10.6B
$24K 0.01%
450
– –
GUT
537
Gabelli Utility Trust
GUT
$559M
$24K 0.01%
3,488
– –
LMT icon
538
Lockheed Martin
LMT
$136B
$24K 0.01%
117
-102
-47% -$20.1K
PSF icon
539
Cohen & Steers Select Preferred & Income Fund
PSF
$236M
$24K 0.01%
+902
New +$23.8K
FCT
540
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$23K 0.01%
1,700
– –
GM icon
541
General Motors
GM
$76.8B
$23K 0.01%
600
-500
-45% -$18.2K
PGX icon
542
Invesco Preferred ETF
PGX
$3.79B
$23K 0.01%
1,554
+645
+71% +$9.56K
SAN icon
543
Banco Santander
SAN
$210B
$23K 0.01%
3,208
-48
-1% -$325
SEIC icon
544
SEI Investments
SEIC
$12.6B
$23K 0.01%
517
-230
-31% -$9.65K
TRV icon
545
Travelers Companies
TRV
$80.2B
$23K 0.01%
214
– –
BNY
546
Bank of New York Mellon
BNY
$107B
$22K 0.01%
550
-100
-15% -$3.9K
BLV icon
547
Vanguard Long-Term Bond ETF
BLV
$5.75B
$22K 0.01%
231
+100
+76% +$9.63K
ETN icon
548
Eaton
ETN
$174B
$22K 0.01%
326
+51
+19% +$3.47K
MMS icon
549
Maximus
MMS
$3.1B
$22K 0.01%
325
-125
-28% -$7.42K
PDP icon
550
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$22K 0.01%
505
+315
+166% +$13.3K
20 21
22
23 24

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.