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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTU
526
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$19K 0.01%
79
-8
-9% -$2.03K
BSJF
527
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$19K 0.01%
716
– –
ADX icon
528
Adams Diversified Equity Fund
ADX
$3.2B
$18K 0.01%
1,424
+2
+0.1% +$26
ANDE icon
529
Andersons Inc
ANDE
$2.22B
$18K 0.01%
+300
New +$16.8K
CVS icon
530
CVS Health
CVS
$122B
$18K 0.01%
240
– –
EMN icon
531
Eastman Chemical
EMN
$8.42B
$18K 0.01%
210
-2,000
-90% -$164K
ETW
532
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$18K 0.01%
1,491
-45
-3% -$539
FT
533
Franklin Universal Trust
FT
$197M
$18K 0.01%
2,500
– –
GSK icon
534
GSK
GSK
$106B
$18K 0.01%
270
+79
+41% +$5.34K
MFA
535
MFA Financial
MFA
$933M
$18K 0.01%
574
-118
-17% -$3.55K
NTRS icon
536
Northern Trust
NTRS
$33.9B
$18K 0.01%
277
+2
+0.7% +$124
RSP icon
537
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$18K 0.01%
252
– –
TEF
538
DELISTED
Telefonica
TEF
$18K 0.01%
1,569
– –
TLT icon
539
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$18K 0.01%
165
– –
TRV icon
540
Travelers Companies
TRV
$80.2B
$18K 0.01%
214
-14
-6% -$1.18K
WLK icon
541
Westlake Corp
WLK
$9.9B
$18K 0.01%
+274
New +$17.4K
MNDT
542
DELISTED
Mandiant, Inc. Common Stock
MNDT
$18K 0.01%
+300
New +$21.3K
CPL
543
DELISTED
CPFL Energia S.A.
CPL
$18K 0.01%
1,177
-942
-44% -$13.2K
SE
544
DELISTED
Spectra Energy Corp Wi
SE
$18K 0.01%
484
+82
+20% +$2.98K
AYI icon
545
Acuity Brands
AYI
$10.8B
$17K 0.01%
130
+120
+1,200% +$15.9K
CTRA
546
DELISTED
Coterra Energy
CTRA
$17K 0.01%
+500
New +$18.5K
LLY icon
547
Eli Lilly
LLY
$1.06T
$17K 0.01%
293
-387
-57% -$21.6K
MKC icon
548
McCormick & Company Non-Voting
MKC
$14.2B
$17K 0.01%
470
– –
OKE icon
549
Oneok
OKE
$54.5B
$17K 0.01%
280
-40
-13% -$2.34K
SJM icon
550
J.M. Smucker
SJM
$12.8B
$17K 0.01%
175
+10
+6% +$972
20 21
22
23 24

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.