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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLF icon
526
Sun Life Financial
SLF
$45.4B
$14K 0.01%
387
-35
-8% -$1.19K
UNP icon
527
Union Pacific
UNP
$174B
$14K 0.01%
170
– –
YELP icon
528
Yelp
YELP
$1.41B
$14K 0.01%
+200
New +$13.2K
BBBY
529
DELISTED
Bed Bath & Beyond Inc
BBBY
$14K 0.01%
180
-210
-54% -$16.2K
MIC
530
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$14K 0.01%
+266
New +$14.4K
AGU
531
DELISTED
Agrium
AGU
$14K 0.01%
150
– –
RAI
532
DELISTED
Reynolds American Inc
RAI
$14K 0.01%
574
-302
-34% -$7.62K
BEAV
533
DELISTED
B/E Aerospace Inc
BEAV
$14K 0.01%
+218
New +$13K
SE
534
DELISTED
Spectra Energy Corp Wi
SE
$14K 0.01%
402
-540
-57% -$18.6K
TE
535
DELISTED
TECO ENERGY INC
TE
$14K 0.01%
790
-95
-11% -$1.62K
AEC
536
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$14K 0.01%
900
-300
-25% -$4.63K
POM
537
DELISTED
PEPCO HOLDINGS, INC.
POM
$14K 0.01%
+750
New +$14.2K
EDU icon
538
New Oriental
EDU
$8.98B
$13K 0.01%
+398
New +$11.1K
EWJ icon
539
iShares MSCI Japan ETF
EWJ
$23B
$13K 0.01%
258
+8
+3% +$381
GSK icon
540
GSK
GSK
$106B
$13K 0.01%
191
-279
-59% -$18.1K
JAZZ icon
541
Jazz Pharmaceuticals
JAZZ
$16.7B
$13K 0.01%
100
-50
-33% -$5.17K
MED icon
542
Medifast
MED
$141M
$13K 0.01%
500
– –
NEE icon
543
NextEra Energy
NEE
$177B
$13K 0.01%
600
-20
-3% -$422
PFM icon
544
Invesco Dividend Achievers ETF
PFM
$808M
$13K 0.01%
650
– –
PH icon
545
Parker-Hannifin
PH
$135B
$13K 0.01%
100
– –
VIIX
546
DELISTED
VelocityShares VIX Short Term ETN
VIIX
$13K 0.01%
9
– –
JPNL
547
DELISTED
Direxion Daily Japan Bull 3x Shares
JPNL
$13K 0.01%
+250
New +$12.5K
DO
548
DELISTED
Diamond Offshore Drilling
DO
$13K 0.01%
+224
New +$13.5K
CNP icon
549
CenterPoint Energy
CNP
$26.8B
$12K 0.01%
530
-87
-14% -$2.09K
HIMX
550
Himax Technologies
HIMX
$2.55B
$12K 0.01%
800
– –
20 21
22
23 24

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.