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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL icon
501
Allstate
ALL
$67.5B
– –
-1,427
Closed -$228K
AMZU icon
502
Direxion Daily AMZN Bull 2X ETF
AMZU
$338M
– –
-7,324
Closed -$273K
ANSS
503
DELISTED
Ansys
ANSS
– –
-1,301
Closed -$418K
BALT icon
504
Innovator Defined Wealth Shield ETF
BALT
$2.79B
– –
-30,645
Closed -$920K
BJ icon
505
BJs Wholesale Club
BJ
$12.3B
– –
-3,359
Closed -$295K
BP icon
506
BP
BP
$107B
– –
-6,351
Closed -$229K
BROS icon
507
Dutch Bros
BROS
$9.26B
– –
-6,220
Closed -$258K
CB icon
508
Chubb
CB
$135B
– –
-819
Closed -$209K
CDNS icon
509
Cadence Design Systems
CDNS
$93.4B
– –
-979
Closed -$301K
CMCSA icon
510
Comcast
CMCSA
$90B
– –
-8,809
Closed -$345K
CNXC icon
511
Concentrix
CNXC
$1.57B
– –
-4,068
Closed -$257K
COIN icon
512
Coinbase
COIN
$40.5B
– –
-3,931
Closed -$874K
D icon
513
Dominion Energy
D
$59.3B
– –
-4,416
Closed -$216K
DBC icon
514
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
– –
-14,295
Closed -$332K
DD icon
515
DuPont de Nemours
DD
$19.2B
– –
-2,024
Closed -$205K
DEO icon
516
Diageo
DEO
$53.6B
– –
-12,024
Closed -$1.52M
DGRW icon
517
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
– –
-110,328
Closed -$8.61M
DMO
518
Western Asset Mortgage Opportunity Fund
DMO
$120M
– –
-16,842
Closed -$201K
EEMV icon
519
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
– –
-3,948
Closed -$226K
ELF icon
520
e.l.f. Beauty
ELF
$5.81B
– –
-8,328
Closed -$1.75M
EW icon
521
Edwards Lifesciences
EW
$51.7B
– –
-4,538
Closed -$419K
EWJ icon
522
iShares MSCI Japan ETF
EWJ
$22.8B
– –
-6,028
Closed -$411K
EXEL icon
523
Exelixis
EXEL
$13.4B
– –
-18,261
Closed -$410K
FIVN icon
524
FIVE9
FIVN
$2.54B
– –
-6,292
Closed -$277K
FIXD icon
525
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
– –
-5,122
Closed -$220K
19 20
21
22 23

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.