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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BJ icon
501
BJs Wholesale Club
BJ
$12.3B
$249K 0.02%
+3,298
New +$230K
IHI icon
502
iShares US Medical Devices ETF
IHI
$3.43B
$249K 0.02%
4,256
+6
+0.1% +$339
RPM icon
503
RPM International
RPM
$14.7B
$249K 0.02%
2,090
+9
+0.4% +$1K
IBCP icon
504
Independent Bank Corp
IBCP
$832M
$244K 0.02%
9,614
-1,377
-13% -$34.2K
RNG icon
505
RingCentral
RNG
$5.43B
$242K 0.02%
6,962
-12
-0.2% -$404
CAH icon
506
Cardinal Health
CAH
$55.4B
$241K 0.02%
2,157
+72
+3% +$7.77K
BP icon
507
BP
BP
$110B
$239K 0.02%
6,349
+292
+5% +$10.5K
FBT icon
508
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$239K 0.02%
1,552
-6
-0.4% -$915
RACE icon
509
Ferrari
RACE
$71.7B
$237K 0.02%
+544
New +$211K
IGLB icon
510
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.79B
$237K 0.02%
4,598
+375
+9% +$19.2K
LIN icon
511
Linde
LIN
$225B
$236K 0.02%
509
– –
FNDE icon
512
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10.1B
$235K 0.02%
8,451
+125
+2% +$3.37K
UL icon
513
Unilever
UL
$135B
$233K 0.02%
4,132
-70
-2% -$3.88K
IUSG icon
514
iShares Core S&P US Growth ETF
IUSG
$33.8B
$233K 0.02%
1,989
-729
-27% -$81.1K
USHY icon
515
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$233K 0.02%
6,360
-1,167
-16% -$42.4K
VTIP icon
516
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$231K 0.02%
4,831
+131
+3% +$6.24K
LCTD icon
517
iShares World ex U.S. Carbon Transition Readiness Aware Active ETF
LCTD
$294M
$231K 0.02%
5,058
-279
-5% -$12.3K
FIXD icon
518
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$231K 0.02%
5,296
-409
-7% -$17.9K
EEMV icon
519
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$231K 0.02%
4,074
-362
-8% -$20.2K
IYE icon
520
iShares US Energy ETF
IYE
$1.76B
$230K 0.02%
4,665
-971
-17% -$43.7K
HYD icon
521
VanEck High Yield Muni ETF
HYD
$4.4B
$230K 0.02%
4,408
-3,543
-45% -$183K
DD icon
522
DuPont de Nemours
DD
$19.2B
$228K 0.02%
2,373
-235
-9% -$20.9K
XBI icon
523
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$227K 0.02%
+2,397
New +$222K
ALL icon
524
Allstate
ALL
$68.3B
$227K 0.02%
+1,314
New +$207K
PDI icon
525
PIMCO Dynamic Income Fund
PDI
$7.45B
$227K 0.02%
11,767
+37
+0.3% +$703
19 20
21
22 23

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.