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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DG icon
501
CALL
Dollar General
DG
$27.2B
– –
-100
Closed -$17K
DKNG icon
502
DraftKings
DKNG
$12.1B
– –
-9,708
Closed -$258K
DOG
503
ProShares Short Dow30
DOG
$87.1M
– –
-7,238
Closed -$234K
ENPH icon
504
Enphase Energy
ENPH
$5.48B
– –
-1,211
Closed -$203K
ESML icon
505
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.92B
– –
-10,847
Closed -$385K
FALN icon
506
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
– –
-19,447
Closed -$493K
FIVN icon
507
FIVE9
FIVN
$2.54B
– –
-2,891
Closed -$238K
FXN icon
508
First Trust Energy AlphaDEX Fund
FXN
$385M
– –
-16,837
Closed -$263K
IDXX icon
509
Idexx Laboratories
IDXX
$47.3B
– –
-433
Closed -$217K
IEF icon
510
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-2,240
Closed -$216K
IIPR icon
511
Innovative Industrial Properties
IIPR
$1.67B
– –
-4,949
Closed -$361K
INMD icon
512
InMode
INMD
$873M
– –
-6,414
Closed -$240K
KBWB icon
513
Invesco KBW Bank ETF
KBWB
$6.73B
– –
-16,600
Closed -$681K
LHX icon
514
L3Harris
LHX
$54.2B
– –
-1,102
Closed -$216K
MDB icon
515
MongoDB
MDB
$33.5B
– –
-1,789
Closed -$735K
MGM icon
516
MGM Resorts International
MGM
$11B
– –
-4,624
Closed -$203K
NEE icon
517
NextEra Energy
NEE
$176B
– –
-3,267
Closed -$242K
PINS icon
518
Pinterest
PINS
$13.7B
– –
-12,125
Closed -$331K
POOL icon
519
PUT
Pool Corp
POOL
$7.29B
– –
-200
Closed -$74.9K
PTLC icon
520
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
– –
-6,570
Closed -$271K
PUK icon
521
Prudential
PUK
$35.1B
– –
-8,354
Closed -$237K
QQQ icon
522
Invesco QQQ Trust
QQQ
$480B
– –
-61,870
Closed -$22.9M
QQQM icon
523
Invesco NASDAQ 100 ETF
QQQM
$102B
– –
-1,336
Closed -$203K
RCL icon
524
Royal Caribbean
RCL
$82.5B
– –
-2,271
Closed -$236K
RSPC icon
525
Invesco S&P 500 Equal Weight Communication Services ETF
RSPC
$57M
– –
-21,556
Closed -$613K
18 19 20
21
22

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.