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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.09B
AUM Growth
-$39.1M
Cap. Flow
+$11.2M
Cap. Flow %
1.03%
Top 10 Hldgs %
20.8%
Holding
587
New
52
Increased
239
Reduced
220
Closed
59

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$9.58M
2
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$7.79M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.71M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.88M

Top Sells

Rank Stock Value
1
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$7.85M
2
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.28M
3
BND icon
Vanguard Total Bond Market
BND
+$5.11M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.94M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.75M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Healthcare 5.58%
3 Consumer Staples 3.92%
4 Consumer Discretionary 3.22%
5 Financials 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTEC icon
501
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
$208K 0.02%
+1,688
New +$205K
CMS icon
502
CMS Energy
CMS
$21.9B
$207K 0.02%
+2,957
New +$192K
NVS icon
503
Novartis
NVS
$295B
$205K 0.02%
+2,336
New +$202K
LIN icon
504
Linde
LIN
$225B
$203K 0.02%
635
+2
+0.3% +$618
SJB icon
505
ProShares Short High Yield
SJB
$47.8M
$202K 0.02%
+11,151
New +$201K
WBND
506
DELISTED
Western Asset Total Return ETF
WBND
$201K 0.02%
+8,735
New +$215K
SPHQ icon
507
Invesco S&P 500 Quality ETF
SPHQ
$19.8B
$200K 0.02%
4,014
+107
+3% +$5.39K
CEF icon
508
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$195K 0.02%
10,056
-2,192
-18% -$40.4K
FSLY icon
509
Fastly Inc
FSLY
$4.22B
$187K 0.02%
10,781
-107
-1% -$2.5K
NS
510
DELISTED
NuStar Energy L.P.
NS
$183K 0.02%
12,700
-2,400
-16% -$38.8K
WW
511
DELISTED
WW International
WW
$176K 0.02%
17,200
+100
+0.6% +$1.17K
EXTR icon
512
Extreme Networks
EXTR
$3.2B
$171K 0.02%
14,000
– –
SOFI icon
513
CALL
SoFi Technologies
SOFI
$23.3B
$166K 0.02%
+17,600
New +$202K
TLRY icon
514
Tilray
TLRY
$613M
$161K 0.01%
2,070
+460
+29% +$28.8K
BHR
515
Braemar Hotels & Resorts
BHR
$137M
$157K 0.01%
25,350
-11,730
-32% -$67.2K
PSEC icon
516
Prospect Capital
PSEC
$1.15B
$133K 0.01%
16,074
+2,895
+22% +$24.1K
TSI
517
TCW Strategic Income Fund
TSI
$213M
$119K 0.01%
23,140
– –
FSI icon
518
Flexible Solutions
FSI
$64.1M
$118K 0.01%
28,995
-15
-0.1% -$55
SIRI icon
519
SiriusXM
SIRI
$9.79B
$105K 0.01%
1,589
+22
+1% +$1.38K
BKKT icon
520
Bakkt Inc
BKKT
$334M
$83K 0.01%
+540
New +$76.9K
CGC
521
Canopy Growth
CGC
$406M
$77K 0.01%
+1,016
New +$77.5K
KC
522
Kingsoft Cloud Holdings
KC
$3.53B
$67K 0.01%
11,088
-11,443
-51% -$93.2K
PBI icon
523
Pitney Bowes
PBI
$2.36B
$52K ﹤0.01%
+10,000
New +$54.2K
ABEV icon
524
Ambev
ABEV
$45.7B
$49K ﹤0.01%
15,231
+262
+2% +$732
SAN icon
525
Banco Santander
SAN
$211B
$37K ﹤0.01%
11,077
-132
-1% -$462
19 20
21
22 23

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Regal Investment Advisors held 587 positions worth $1.09B, down 3.5% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q1 2022 filing shows 52 new, 239 increased, 220 reduced and 59 closed positions. Its largest new stake was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M. The largest sale was Janus Henderson Small/Mid Cap Growth Alpha ETF, an estimated $7.85M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2022 buy was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2022, an estimated $5.71M increase.
  • Regal Investment Advisors's biggest Q1 2022 reduction was Janus Henderson Small/Mid Cap Growth Alpha ETF, cutting an estimated $7.85M.
  • Regal Investment Advisors fully exited First Trust NASDAQ Cybersecurity ETF in Q1 2022, selling an estimated $1.55M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.09B portfolio in Q1 2022.
  • Regal Investment Advisors opened 52 new positions and closed 59 in Q1 2022.
  • Regal Investment Advisors's portfolio value fell 3.5% quarter-over-quarter to $1.09B.

Based on Regal Investment Advisors's 13F filing for Q1 2022, filed 9 May 2022.