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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXTR icon
501
Extreme Networks
EXTR
$3.15B
$220K 0.02%
14,000
– –
ILMN icon
502
Illumina
ILMN
$28.4B
$220K 0.02%
593
+87
+17% +$33K
LIN icon
503
Linde
LIN
$226B
$219K 0.02%
+633
New +$205K
SPYV icon
504
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$218K 0.02%
5,192
– –
CEF icon
505
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$217K 0.02%
12,248
-550
-4% -$9.77K
PEG icon
506
Public Service Enterprise Group
PEG
$37.7B
$215K 0.02%
+3,223
New +$204K
TQQQ icon
507
ProShares UltraPro QQQ
TQQQ
$37.4B
$215K 0.02%
+5,180
New +$200K
LNT icon
508
Alliant Energy
LNT
$18B
$213K 0.02%
+3,462
New +$198K
SWK icon
509
Stanley Black & Decker
SWK
$15.7B
$212K 0.02%
+1,125
New +$208K
BP icon
510
BP
BP
$107B
$211K 0.02%
7,916
+473
+6% +$13.1K
DHI icon
511
D.R. Horton
DHI
$42.3B
$210K 0.02%
+1,933
New +$186K
SCHZ icon
512
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$210K 0.02%
+7,796
New +$211K
TMUS icon
513
T-Mobile US
TMUS
$190B
$210K 0.02%
+1,810
New +$213K
D icon
514
Dominion Energy
D
$59.3B
$209K 0.02%
2,657
-118
-4% -$8.88K
SPHQ icon
515
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$208K 0.02%
+3,907
New +$202K
XT icon
516
iShares Future Exponential Technologies ETF
XT
$3.97B
$204K 0.02%
+3,080
New +$201K
IBCP icon
517
Independent Bank Corp
IBCP
$844M
$201K 0.02%
8,422
-2,700
-24% -$61.7K
SPTS icon
518
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$201K 0.02%
6,609
+1
+0% +$31
VT icon
519
Vanguard Total World Stock ETF
VT
$81.3B
$201K 0.02%
1,872
-725
-28% -$77K
ENB icon
520
Enbridge
ENB
$112B
$200K 0.02%
+5,114
New +$205K
KBA icon
521
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$200K 0.02%
+4,605
New +$214K
BHR
522
Braemar Hotels & Resorts
BHR
$142M
$189K 0.02%
+37,080
New +$182K
MRO
523
DELISTED
Marathon Oil Corporation
MRO
$187K 0.02%
11,399
+200
+2% +$3.21K
ORN icon
524
Orion Group Holdings
ORN
$418M
$182K 0.02%
+48,182
New +$214K
BBVA icon
525
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$134K 0.01%
+22,841
New +$143K
19 20
21
22 23

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.