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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL icon
501
Allstate
ALL
$67.5B
$205K 0.02%
1,612
+23
+1% +$3.04K
BP icon
502
BP
BP
$107B
$203K 0.02%
+7,443
New +$186K
D icon
503
Dominion Energy
D
$59.3B
$203K 0.02%
2,775
-91
-3% -$6.94K
BERY
504
DELISTED
Berry Global Group, Inc.
BERY
$203K 0.02%
3,639
-453
-11% -$26.9K
ANET icon
505
Arista Networks
ANET
$238B
$202K 0.02%
9,392
+272
+3% +$6.23K
LMT icon
506
Lockheed Martin
LMT
$136B
$202K 0.02%
584
+36
+7% +$13K
SPTS icon
507
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$202K 0.02%
6,608
– –
SPYV icon
508
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$202K 0.02%
5,192
-778
-13% -$31.1K
ARKK icon
509
ARK Innovation ETF
ARKK
$6.29B
$200K 0.02%
1,807
-170
-9% -$20.5K
ILMN icon
510
Illumina
ILMN
$28.4B
$200K 0.02%
+506
New +$233K
ATVI
511
DELISTED
Activision Blizzard
ATVI
$200K 0.02%
2,579
-413
-14% -$34.5K
MRO
512
DELISTED
Marathon Oil Corporation
MRO
$153K 0.01%
11,199
+1,000
+10% +$12.1K
EXTR icon
513
Extreme Networks
EXTR
$3.15B
$138K 0.01%
14,000
-1,540
-10% -$16.3K
TSI
514
TCW Strategic Income Fund
TSI
$213M
$133K 0.01%
23,140
– –
KC
515
CALL
Kingsoft Cloud Holdings
KC
$3.69B
$127K 0.01%
+4,500
New +$134K
SIRI icon
516
SiriusXM
SIRI
$10.1B
$126K 0.01%
2,066
+1
+0% +$63
UONEK icon
517
Urban One Class D
UONEK
$23.8M
$118K 0.01%
1,731
+260
+18% +$15K
FSI icon
518
Flexible Solutions
FSI
$64.1M
$110K 0.01%
30,585
-6,000
-16% -$22.5K
BABA icon
519
CALL
Alibaba
BABA
$308B
$104K 0.01%
+700
New +$127K
PSEC icon
520
Prospect Capital
PSEC
$1.17B
$90K 0.01%
11,694
+578
+5% +$4.66K
SVM
521
Silvercorp Metals
SVM
$2.53B
$61K 0.01%
16,094
-5,075
-24% -$23K
VZ icon
522
CALL
Verizon
VZ
$196B
$54K 0.01%
1,000
– –
ABEV icon
523
Ambev
ABEV
$46.4B
$43K ﹤0.01%
+15,528
New +$49.2K
GSK icon
524
CALL
GSK
GSK
$106B
$38K ﹤0.01%
800
– –
AI icon
525
C3.ai
AI
$1.59B
– –
-3,825
Closed -$239K
19 20
21
22 23

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.