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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.23%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$370M
AUM Growth
-$35M
Cap. Flow
-$27.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
16.35%
Holding
1,092
New
87
Increased
249
Reduced
266
Closed
121

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.96M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.39M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.36M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.16M
5
PODD icon
Insulet
PODD
+$3.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.67M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.43M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.06M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.67%
2 Healthcare 7.38%
3 Financials 6.68%
4 Energy 4.47%
5 Technology 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USA icon
501
Liberty All-Star Equity Fund
USA
$1.85B
$30K 0.01%
5,274
+66
+1% +$389
YUM icon
502
Yum! Brands
YUM
$41.1B
$30K 0.01%
465
– –
GOV
503
DELISTED
Government Properties Income Trust
GOV
$30K 0.01%
1,657
+179
+12% +$3.66K
PCL
504
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$30K 0.01%
750
+100
+15% +$4.2K
PXLC
505
DELISTED
POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO
PXLC
$30K 0.01%
760
– –
AWK icon
506
American Water Works
AWK
$26.9B
$29K 0.01%
600
+54
+10% +$2.84K
CHCO icon
507
City Holding Co
CHCO
$2.04B
$29K 0.01%
600
– –
DEO icon
508
Diageo
DEO
$53.6B
$29K 0.01%
257
– –
DGRO icon
509
iShares Core Dividend Growth ETF
DGRO
$43.5B
$29K 0.01%
+1,160
New +$30.8K
STZ icon
510
Constellation Brands
STZ
$23.2B
$29K 0.01%
256
– –
VNO icon
511
Vornado Realty Trust
VNO
$7.38B
$29K 0.01%
383
– –
ECON icon
512
Columbia Emerging Markets Consumer ETF
ECON
$337M
$28K 0.01%
1,082
-76
-7% -$2.05K
IONS icon
513
Ionis Pharmaceuticals
IONS
$9.4B
$28K 0.01%
500
– –
CDK
514
DELISTED
CDK Global, Inc.
CDK
$28K 0.01%
533
-398
-43% -$20.4K
UNIT
515
Uniti Group
UNIT
$2.32B
$27K 0.01%
+1,116
New +$30.1K
FDIS icon
516
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
$26K 0.01%
+859
New +$26.5K
HI
517
DELISTED
Hillenbrand
HI
$26K 0.01%
855
– –
IWN icon
518
iShares Russell 2000 Value ETF
IWN
$14.6B
$26K 0.01%
257
-250
-49% -$25.7K
JCI icon
519
Johnson Controls International
JCI
$92.2B
$26K 0.01%
518
-129
-20% -$6.9K
LLY icon
520
Eli Lilly
LLY
$1.06T
$26K 0.01%
323
+50
+18% +$3.81K
PGX icon
521
Invesco Preferred ETF
PGX
$3.79B
$26K 0.01%
1,829
+275
+18% +$4.05K
PTY icon
522
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$26K 0.01%
1,800
-1,000
-36% -$15.2K
STX icon
523
Seagate
STX
$184B
$26K 0.01%
557
+57
+11% +$3.15K
VPL icon
524
Vanguard FTSE Pacific ETF
VPL
$8.43B
$26K 0.01%
441
– –
WFM
525
DELISTED
Whole Foods Market Inc
WFM
$26K 0.01%
675
-182
-21% -$8.14K
19 20
21
22 23

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Regal Investment Advisors held 1,092 positions worth $370M, down 8.7% from $405M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors withdrew a net $27.9M in Q2 2015, closing 121 positions and reducing 266 holdings. Its most notable exit was WisdomTree US SmallCap Dividend Fund, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Regal Investment Advisors opened a new position in Insulet worth $3.32M.

  • Regal Investment Advisors's largest Q2 2015 buy was Insulet: 107,267 shares worth $3.32M.
  • Regal Investment Advisors added most to Invesco Senior Loan ETF in Q2 2015, an estimated $3.96M increase.
  • Regal Investment Advisors's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $9.67M.
  • Regal Investment Advisors fully exited WisdomTree US SmallCap Dividend Fund in Q2 2015, selling an estimated $1.04M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $370M portfolio in Q2 2015.
  • Regal Investment Advisors opened 87 new positions and closed 121 in Q2 2015.
  • Regal Investment Advisors's portfolio value fell 8.7% quarter-over-quarter to $370M.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.