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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SONC
501
DELISTED
Sonic Corp
SONC
$17K 0.01%
+840
New +$16.3K
CBI
502
DELISTED
Chicago Bridge & Iron Nv
CBI
$17K 0.01%
+200
New +$15.2K
HPY
503
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
$17K 0.01%
+351
New +$15.2K
SPLS
504
DELISTED
Staples Inc
SPLS
$17K 0.01%
1,074
-298
-22% -$4.65K
ALL icon
505
Allstate
ALL
$67.5B
$16K 0.01%
285
– –
LECO icon
506
Lincoln Electric
LECO
$15.4B
$16K 0.01%
+218
New +$15.3K
LOPE icon
507
Grand Canyon Education
LOPE
$3.98B
$16K 0.01%
+377
New +$16.5K
MKC icon
508
McCormick & Company Non-Voting
MKC
$14.2B
$16K 0.01%
470
-400
-46% -$13.6K
MOO icon
509
VanEck Agribusiness ETF
MOO
$969M
$16K 0.01%
300
-556
-65% -$29.5K
NOV icon
510
NOV
NOV
$7B
$16K 0.01%
221
-359
-62% -$26.1K
SONY icon
511
Sony
SONY
$138B
$16K 0.01%
4,550
+4,495
+8,173% +$16.6K
TSCO icon
512
Tractor Supply
TSCO
$18B
$16K 0.01%
+1,025
New +$14.6K
XEL icon
513
Xcel Energy
XEL
$48.8B
$16K 0.01%
559
+523
+1,453% +$14.8K
RESP
514
DELISTED
WisdomTree U.S. ESG Fund
RESP
$16K 0.01%
705
+3
+0.4% +$64
EFV icon
515
iShares MSCI EAFE Value ETF
EFV
$29.4B
$15K 0.01%
261
-2,769
-91% -$155K
GIS icon
516
General Mills
GIS
$19.7B
$15K 0.01%
+301
New +$15K
PBR icon
517
Petrobras
PBR
$116B
$15K 0.01%
1,105
+125
+13% +$1.94K
SH icon
518
ProShares Short S&P500
SH
$897M
$15K 0.01%
72
– –
TMV icon
519
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$188M
$15K 0.01%
80
– –
VSS icon
520
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$15K 0.01%
145
-175
-55% -$17.8K
MW
521
DELISTED
THE MENS WAREHOUSE INC
MW
$15K 0.01%
285
-205
-42% -$9.56K
KRFT
522
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$15K 0.01%
277
+72
+35% +$3.85K
HIX
523
Western Asset High Income Fund II
HIX
$355M
$14K 0.01%
1,500
– –
PII icon
524
Polaris
PII
$4.07B
$14K 0.01%
+96
New +$12.9K
SLB icon
525
SLB Ltd
SLB
$75B
$14K 0.01%
159
– –
19 20
21
22 23

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.