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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSCO icon
476
Tractor Supply
TSCO
$18B
$254K 0.02%
4,370
+60
+1% +$3.23K
XLB icon
477
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$252K 0.02%
5,234
-212
-4% -$9.67K
NCLH icon
478
Norwegian Cruise Line
NCLH
$8.52B
$252K 0.02%
12,263
-180
-1% -$3.27K
ANET icon
479
Arista Networks
ANET
$242B
$251K 0.02%
2,612
-780
-23% -$67.9K
RIVN icon
480
Rivian
RIVN
$23.7B
$214K 0.02%
19,096
-397
-2% -$5.7K
EXTR icon
481
Extreme Networks
EXTR
$3.09B
$210K 0.01%
14,000
– –
NXJ
482
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$200K 0.01%
15,322
+4,475
+41% +$56.6K
MUJ icon
483
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$656M
$187K 0.01%
15,406
+4,452
+41% +$52.5K
ETW
484
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$150K 0.01%
17,250
– –
PSEC icon
485
Prospect Capital
PSEC
$1.15B
$132K 0.01%
24,764
+628
+3% +$3.33K
STKL
486
DELISTED
SunOpta
STKL
$132K 0.01%
20,699
+57
+0.3% +$334
UAA icon
487
Under Armour
UAA
$2.5B
$128K 0.01%
14,325
+775
+6% +$5.76K
RKLB icon
488
Rocket Lab Corp
RKLB
$50B
$107K 0.01%
11,000
-177
-2% -$1.07K
FSI icon
489
Flexible Solutions
FSI
$63.5M
$104K 0.01%
28,460
– –
PMM
490
Franklin Managed Municipal Income Trust
PMM
$272M
$88.6K 0.01%
13,606
– –
QURE icon
491
uniQure
QURE
$3.2B
$78.6K 0.01%
15,944
-51
-0.3% -$332
TSI
492
TCW Strategic Income Fund
TSI
$213M
$68.5K ﹤0.01%
13,350
– –
WW
493
DELISTED
WW International
WW
$62.1K ﹤0.01%
70,800
+38,000
+116% +$36.9K
ABEV icon
494
Ambev
ABEV
$45.4B
$61.8K ﹤0.01%
25,330
-353
-1% -$792
AKYA
495
DELISTED
Akoya BioSciences
AKYA
$48.2K ﹤0.01%
17,729
-1,031
-5% -$2.52K
INDI icon
496
indie Semiconductor
INDI
$786M
$40.6K ﹤0.01%
+10,186
New +$49.5K
HOWL icon
497
Werewolf Therapeutics
HOWL
$18.6M
$30.7K ﹤0.01%
+14,459
New +$32.9K
USBC
498
USBC Inc
USBC
$137M
$3.15K ﹤0.01%
275
– –
VTNR
499
DELISTED
Vertex Energy, Inc
VTNR
$1.5K ﹤0.01%
+13,000
New +$7.19K
ACWV icon
500
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
– –
-3,378
Closed -$353K
18 19
20
21 22

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.