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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC icon
476
PNC Financial Services
PNC
$100B
$274K 0.02%
1,696
-19
-1% -$2.86K
MRNA icon
477
Moderna
MRNA
$23.9B
$274K 0.02%
2,572
+79
+3% +$7.96K
RCL icon
478
Royal Caribbean
RCL
$82.4B
$271K 0.02%
1,951
– –
SLQD icon
479
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$270K 0.02%
5,489
-4,386
-44% -$215K
SPHQ icon
480
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$269K 0.02%
4,455
+122
+3% +$6.99K
ANET icon
481
Arista Networks
ANET
$242B
$269K 0.02%
+3,712
New +$250K
CAPE icon
482
DoubleLine Shiller CAPE US Equities ETF
CAPE
$242M
$269K 0.02%
9,609
-49
-0.5% -$1.32K
SBLK icon
483
Star Bulk Carriers
SBLK
$3.17B
$268K 0.02%
11,225
-1,300
-10% -$29.5K
BUFD icon
484
FT Vest Fund of Deep Buffer ETFs
BUFD
$2B
$268K 0.02%
11,349
– –
DLR icon
485
Digital Realty Trust
DLR
$70.8B
$265K 0.02%
1,838
+39
+2% +$5.51K
IEV icon
486
iShares Europe ETF
IEV
$1.7B
$264K 0.02%
4,748
-136
-3% -$7.25K
VOOG icon
487
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
$261K 0.02%
+5,142
New +$248K
WYNN icon
488
Wynn Resorts
WYNN
$10.6B
$259K 0.02%
2,538
-85
-3% -$8.44K
MU icon
489
Micron Technology
MU
$972B
$259K 0.02%
+2,201
New +$199K
GRPM icon
490
Invesco S&P MidCap 400 GARP ETF
GRPM
$508M
$259K 0.02%
2,150
+48
+2% +$5.08K
FXZ icon
491
First Trust Materials AlphaDEX Fund
FXZ
$391M
$258K 0.02%
3,620
-415
-10% -$27.8K
ALB icon
492
Albemarle
ALB
$15.5B
$257K 0.02%
1,947
+86
+5% +$10.6K
VLO icon
493
Valero Energy
VLO
$90.7B
$256K 0.02%
+1,497
New +$214K
NVO
494
Novo Nordisk
NVO
$209B
$255K 0.02%
+1,984
New +$236K
NCLH icon
495
Norwegian Cruise Line
NCLH
$8.52B
$254K 0.02%
12,146
-466
-4% -$8.47K
MTN icon
496
Vail Resorts
MTN
$5.21B
$253K 0.02%
1,135
+106
+10% +$23.6K
IYF icon
497
iShares US Financials ETF
IYF
$4.4B
$253K 0.02%
2,640
-120
-4% -$10.7K
DTE icon
498
DTE Energy
DTE
$28.5B
$251K 0.02%
2,242
+109
+5% +$11.8K
INDA icon
499
iShares MSCI India ETF
INDA
$6.6B
$251K 0.02%
+4,871
New +$246K
SCHF icon
500
Schwab International Equity ETF
SCHF
$68.3B
$250K 0.02%
+12,820
New +$240K
18 19
20
21 22

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PAIM
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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.