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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETW
476
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$132K 0.01%
17,250
-3,642
-17% -$29.2K
PSEC icon
477
Prospect Capital
PSEC
$1.15B
$131K 0.01%
21,697
+245
+1% +$1.53K
QURE icon
478
uniQure
QURE
$3.2B
$93.7K 0.01%
+13,967
New +$126K
UAA icon
479
Under Armour
UAA
$2.52B
$92.1K 0.01%
13,450
– –
FSI icon
480
Flexible Solutions
FSI
$63.5M
$77.4K 0.01%
28,460
– –
PMM
481
Franklin Managed Municipal Income Trust
PMM
$272M
$74.4K 0.01%
13,606
– –
SIRI icon
482
SiriusXM
SIRI
$9.7B
$67.5K 0.01%
1,494
-397
-21% -$18.5K
TSI
483
TCW Strategic Income Fund
TSI
$213M
$61.1K 0.01%
13,350
– –
SMR icon
484
NuScale Power
SMR
$3.77B
$60.5K 0.01%
+12,339
New +$81.3K
HIX
485
Western Asset High Income Fund II
HIX
$355M
$53K ﹤0.01%
11,892
– –
ABEV icon
486
Ambev
ABEV
$45.4B
$46.2K ﹤0.01%
17,901
-938
-5% -$2.71K
DFTX
487
Definium Therapeutics
DFTX
$5.99B
$45.6K ﹤0.01%
+14,556
New +$59.8K
CTSO icon
488
Cytosorbents Corp
CTSO
$22.7M
$42.9K ﹤0.01%
22,811
+3,643
+19% +$10.5K
STKL
489
DELISTED
SunOpta
STKL
$42.4K ﹤0.01%
+12,580
New +$63K
DHY
490
Credit Suisse High Yield Credit Fund
DHY
$240M
$36.1K ﹤0.01%
19,221
– –
PBI icon
491
Pitney Bowes
PBI
$2.33B
$31.7K ﹤0.01%
10,500
– –
AKTS
492
DELISTED
Akoustis Technologies Inc
AKTS
$13.2K ﹤0.01%
17,504
-44,268
-72% -$81.7K
CGC
493
Canopy Growth
CGC
$402M
$8.03K ﹤0.01%
+1,026
New +$6.28K
PETV
494
DELISTED
PetVivo Holdings, Inc. Common Stock
PETV
$4.37K ﹤0.01%
21,377
– –
USBC
495
USBC Inc
USBC
$137M
$2.75K ﹤0.01%
275
– –
BXMX
496
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-22,654
Closed -$303K
CMG icon
497
Chipotle Mexican Grill
CMG
$40.7B
– –
-5,300
Closed -$227K
COO icon
498
Cooper Companies
COO
$14.9B
– –
-2,220
Closed -$213K
CTVA icon
499
Corteva
CTVA
$51B
– –
-3,504
Closed -$201K
D icon
500
Dominion Energy
D
$59.1B
– –
-4,050
Closed -$210K
18 19
20
21 22

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.