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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMS icon
476
CMS Energy
CMS
$21.7B
– –
-2,958
Closed -$200K
DES icon
477
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
– –
-8,675
Closed -$245K
DPZ icon
478
Domino's
DPZ
$11.5B
– –
-625
Closed -$244K
EFAV icon
479
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.48B
– –
-116,271
Closed -$7.36M
EIDO icon
480
iShares MSCI Indonesia ETF
EIDO
$495M
– –
-12,962
Closed -$290K
ETN icon
481
Eaton
ETN
$173B
– –
-1,901
Closed -$239K
EWP icon
482
iShares MSCI Spain ETF
EWP
$2.2B
– –
-14,700
Closed -$343K
FCTR icon
483
First Trust Lunt US Factor Rotation ETF
FCTR
$55.9M
– –
-7,621
Closed -$207K
FCX icon
484
Freeport-McMoran
FCX
$98.7B
– –
-15,214
Closed -$445K
FE icon
485
FirstEnergy
FE
$27.1B
– –
-6,027
Closed -$231K
FMHI icon
486
First Trust Municipal High Income ETF
FMHI
$1.01B
– –
-4,638
Closed -$220K
FPXI icon
487
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$295M
– –
-5,699
Closed -$247K
FSK icon
488
FS KKR Capital
FSK
$3.37B
– –
-10,121
Closed -$197K
FSLY icon
489
Fastly Inc
FSLY
$4.42B
– –
-10,461
Closed -$121K
FTC icon
490
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
– –
-3,952
Closed -$348K
FTXL icon
491
First Trust Nasdaq Semiconductor ETF
FTXL
$1.32B
– –
-3,917
Closed -$208K
FTXO icon
492
First Trust Nasdaq Bank ETF
FTXO
$316M
– –
-8,286
Closed -$216K
FTXR icon
493
First Trust Nasdaq Transportation ETF
FTXR
$1.05B
– –
-21,491
Closed -$544K
FXD icon
494
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
– –
-22,611
Closed -$1.01M
GE icon
495
GE Aerospace
GE
$380B
– –
-5,587
Closed -$222K
IAGG icon
496
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
– –
-15,350
Closed -$765K
IOO icon
497
iShares Global 100 ETF
IOO
$9.47B
– –
-4,188
Closed -$268K
IXN icon
498
iShares Global Tech ETF
IXN
$9.17B
– –
-10,157
Closed -$464K
IYK icon
499
iShares US Consumer Staples ETF
IYK
$1.43B
– –
-24,306
Closed -$1.58M
LIT icon
500
Global X Lithium & Battery Tech ETF
LIT
$1.6B
– –
-2,761
Closed -$201K
18 19
20
21 22

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VCM
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SFI
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WJA
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OMC
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Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.