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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DE icon
476
Deere & Co
DE
$164B
$248K 0.02%
722
-45
-6% -$15.7K
FCTR icon
477
First Trust Lunt US Factor Rotation ETF
FCTR
$55.9M
$248K 0.02%
+6,967
New +$246K
RSPG icon
478
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$588M
$246K 0.02%
+5,158
New +$253K
BLDR icon
479
Builders FirstSource
BLDR
$7.74B
$245K 0.02%
2,863
-1,651
-37% -$112K
BX icon
480
Blackstone
BX
$113B
$243K 0.02%
+1,876
New +$250K
NS
481
DELISTED
NuStar Energy L.P.
NS
$240K 0.02%
15,100
-500
-3% -$7.76K
ANET icon
482
Arista Networks
ANET
$242B
$239K 0.02%
6,648
-2,744
-29% -$81.9K
IYF icon
483
iShares US Financials ETF
IYF
$4.4B
$239K 0.02%
2,760
-100
-3% -$8.71K
VGIT icon
484
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$239K 0.02%
3,592
+283
+9% +$19K
ENPH icon
485
Enphase Energy
ENPH
$5.41B
$237K 0.02%
+1,293
New +$270K
ETW
486
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$237K 0.02%
21,147
– –
LMT icon
487
Lockheed Martin
LMT
$139B
$237K 0.02%
666
+82
+14% +$28.4K
AZN icon
488
AstraZeneca
AZN
$251B
$235K 0.02%
2,019
+92
+5% +$10.8K
BSJT icon
489
Invesco BulletShares 2029 High Yield Corporate Bond ETF
BSJT
$578M
$234K 0.02%
+9,475
New +$233K
OKE icon
490
Oneok
OKE
$56.9B
$234K 0.02%
3,981
– –
ORLY icon
491
O'Reilly Automotive
ORLY
$75.3B
$234K 0.02%
+4,965
New +$215K
X
492
DELISTED
US Steel
X
$232K 0.02%
9,740
-2,795
-22% -$65.9K
LESL icon
493
Leslie's
LESL
$10.4M
$230K 0.02%
+486
New +$210K
SMMV icon
494
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$290M
$230K 0.02%
5,894
-66
-1% -$2.53K
GSBD icon
495
Goldman Sachs BDC
GSBD
$1.1B
$228K 0.02%
11,900
– –
MGM icon
496
MGM Resorts International
MGM
$10.9B
$228K 0.02%
5,084
+36
+0.7% +$1.62K
LPX icon
497
Louisiana-Pacific
LPX
$5.2B
$227K 0.02%
+2,897
New +$199K
IBB icon
498
iShares Biotechnology ETF
IBB
$9.82B
$224K 0.02%
1,466
-336
-19% -$52K
WELL icon
499
Welltower
WELL
$169B
$224K 0.02%
2,611
-12
-0.5% -$1K
IEMG icon
500
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$222K 0.02%
3,716
+133
+4% +$8.21K
18 19
20
21 22

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.