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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZN icon
476
AstraZeneca
AZN
$251B
$231K 0.02%
1,927
-55
-3% -$6.4K
CBOE icon
477
Cboe Global Markets
CBOE
$29.8B
$231K 0.02%
1,863
+57
+3% +$6.96K
O icon
478
Realty Income
O
$58.6B
$231K 0.02%
3,678
+2
+0.1% +$135
OKE icon
479
Oneok
OKE
$56.9B
$231K 0.02%
+3,981
New +$214K
FE icon
480
FirstEnergy
FE
$27.1B
$230K 0.02%
6,459
-1,909
-23% -$72.5K
SPLV icon
481
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$230K 0.02%
+3,778
New +$238K
ETW
482
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$229K 0.02%
21,147
– –
FAF icon
483
First American
FAF
$7.37B
$229K 0.02%
3,412
+100
+3% +$6.68K
MVV icon
484
ProShares Ultra MidCap400
MVV
$161M
$229K 0.02%
3,730
– –
UWM icon
485
ProShares Ultra Russell2000
UWM
$243M
$228K 0.02%
4,222
– –
MTCH icon
486
Match Group
MTCH
$8.43B
$224K 0.02%
1,425
+46
+3% +$7K
VGIT icon
487
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$224K 0.02%
3,309
+302
+10% +$20.6K
LIT icon
488
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$222K 0.02%
+2,706
New +$222K
DBX icon
489
Dropbox
DBX
$8.07B
$221K 0.02%
7,557
-193
-2% -$5.99K
IEMG icon
490
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$221K 0.02%
3,583
-1,100
-23% -$70K
NXPI icon
491
NXP Semiconductors
NXPI
$58.9B
$221K 0.02%
1,130
– –
SMMV icon
492
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$290M
$221K 0.02%
5,960
-247
-4% -$9.36K
CEF icon
493
Sprott Physical Gold and Silver Trust
CEF
$8.3B
$219K 0.02%
12,798
+300
+2% +$5.41K
GSBD icon
494
Goldman Sachs BDC
GSBD
$1.1B
$218K 0.02%
11,900
+675
+6% +$12.9K
MGM icon
495
MGM Resorts International
MGM
$10.9B
$218K 0.02%
5,048
-475
-9% -$19.4K
WELL icon
496
Welltower
WELL
$169B
$216K 0.02%
2,623
-909
-26% -$78.1K
KEYS icon
497
Keysight
KEYS
$57.3B
$215K 0.02%
1,307
-25
-2% -$4.2K
IPO icon
498
Renaissance IPO ETF
IPO
$160M
$211K 0.02%
3,284
-19,191
-85% -$1.25M
PSX icon
499
Phillips 66
PSX
$86B
$206K 0.02%
2,945
+436
+17% +$31.6K
UNP icon
500
Union Pacific
UNP
$174B
$206K 0.02%
1,050
-5,006
-83% -$1.08M
18 19
20
21 22

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.