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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAT icon
476
Nordic American Tanker
NAT
$1.37B
$29K 0.01%
+2,928
New +$25.1K
PXI icon
477
Invesco Dorsey Wright Energy Momentum ETF
PXI
$50.5M
$29K 0.01%
655
+625
+2,083% +$30.7K
ADRE
478
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$29K 0.01%
808
-2,625
-76% -$99.6K
AOA icon
479
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$28K 0.01%
600
– –
CHCO icon
480
City Holding Co
CHCO
$2.04B
$28K 0.01%
+600
New +$26.6K
RGLD icon
481
Royal Gold
RGLD
$19.5B
$28K 0.01%
440
+230
+110% +$15.1K
SLX icon
482
VanEck Steel ETF
SLX
$176M
$28K 0.01%
795
+400
+101% +$15.9K
WIN
483
DELISTED
Windstream Holdings Inc
WIN
$28K 0.01%
432
+12
+3% +$918
DO
484
DELISTED
Diamond Offshore Drilling
DO
$28K 0.01%
+774
New +$27.7K
ES icon
485
Eversource Energy
ES
$27.2B
$27K 0.01%
500
– –
GOVI icon
486
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$27K 0.01%
810
– –
NGG icon
487
National Grid
NGG
$81.3B
$27K 0.01%
390
+90
+30% +$6.26K
SLV icon
488
iShares Silver Trust
SLV
$30.7B
$27K 0.01%
1,815
+150
+9% +$2.37K
SE
489
DELISTED
Spectra Energy Corp Wi
SE
$27K 0.01%
734
+250
+52% +$9.41K
AMBA icon
490
Ambarella
AMBA
$3.81B
$26K 0.01%
510
+133
+35% +$6.21K
BNY
491
Bank of New York Mellon
BNY
$107B
$26K 0.01%
650
-1,400
-68% -$54.8K
VHT icon
492
Vanguard Health Care ETF
VHT
$18.6B
$26K 0.01%
205
+2
+1% +$246
ARII
493
DELISTED
American Railcar Industries, Inc.
ARII
$26K 0.01%
500
-249
-33% -$15.2K
YHOO
494
DELISTED
Yahoo Inc
YHOO
$26K 0.01%
510
– –
GUT
495
Gabelli Utility Trust
GUT
$559M
$25K 0.01%
3,488
– –
MMS icon
496
Maximus
MMS
$3.1B
$25K 0.01%
+450
New +$21.9K
RDY icon
497
Dr. Reddy's Laboratories
RDY
$10.2B
$25K 0.01%
2,435
+365
+18% +$3.84K
RJF icon
498
Raymond James Financial
RJF
$34B
$25K 0.01%
653
– –
SAN icon
499
Banco Santander
SAN
$210B
$25K 0.01%
3,256
-50
-2% -$402
VPL icon
500
Vanguard FTSE Pacific ETF
VPL
$8.43B
$25K 0.01%
441
– –
18 19
20
21 22

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.