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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWT icon
476
California Water Service
CWT
$3.12B
$18K 0.01%
760
– –
HQL
477
abrdn Life Sciences Investors
HQL
$627M
$18K 0.01%
897
-180
-17% -$3.49K
NCV
478
Virtus Convertible & Income Fund
NCV
$390M
$18K 0.01%
475
-250
-34% -$9.59K
PAAS icon
479
Pan American Silver
PAAS
$21.6B
$18K 0.01%
1,500
-500
-25% -$5.33K
RGLD icon
480
Royal Gold
RGLD
$19.5B
$18K 0.01%
385
-361
-48% -$17K
RSP icon
481
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$18K 0.01%
252
+160
+174% +$10.9K
TTC icon
482
Toro Company
TTC
$9.49B
$18K 0.01%
+564
New +$16.6K
PXD
483
DELISTED
Pioneer Natural Resource Co.
PXD
$18K 0.01%
+100
New +$19.3K
ARRS
484
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$18K 0.01%
750
– –
LO
485
DELISTED
LORILLARD INC COM STK
LO
$18K 0.01%
359
+285
+385% +$14.2K
COV
486
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$18K 0.01%
266
+24
+10% +$1.56K
CVS icon
487
CVS Health
CVS
$122B
$17K 0.01%
240
– –
EWS icon
488
iShares MSCI Singapore ETF
EWS
$1.08B
$17K 0.01%
631
-64
-9% -$1.72K
FT
489
Franklin Universal Trust
FT
$197M
$17K 0.01%
2,500
– –
HXL icon
490
Hexcel
HXL
$7.82B
$17K 0.01%
+390
New +$16.5K
LVS icon
491
Las Vegas Sands
LVS
$29.6B
$17K 0.01%
218
-282
-56% -$20.3K
MSCI icon
492
MSCI
MSCI
$40.9B
$17K 0.01%
+400
New +$16.8K
NTRS icon
493
Northern Trust
NTRS
$33.9B
$17K 0.01%
+275
New +$15.8K
OKE icon
494
Oneok
OKE
$54.5B
$17K 0.01%
320
– –
SJM icon
495
J.M. Smucker
SJM
$12.8B
$17K 0.01%
165
-198
-55% -$21K
TLT icon
496
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$17K 0.01%
165
-12,113
-99% -$1.27M
VEU icon
497
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$17K 0.01%
+343
New +$17.1K
WU icon
498
Western Union
WU
$2.21B
$17K 0.01%
+1,000
New +$17.5K
MFD
499
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$17K 0.01%
+1,000
New +$16K
EEP
500
DELISTED
Enbridge Energy Partners
EEP
$17K 0.01%
567
+167
+42% +$4.98K
18 19
20
21 22

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.