We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBTF
476
DELISTED
MBT Financial Corporation
MBTF
$20K 0.01%
5,308
– –
SPLS
477
DELISTED
Staples Inc
SPLS
$20K 0.01%
1,372
-12
-0.9% -$188
BHC icon
478
Bausch Health
BHC
$2.34B
$19K 0.01%
178
– –
EWS icon
479
iShares MSCI Singapore ETF
EWS
$1.08B
$19K 0.01%
695
-38
-5% -$996
GGB icon
480
Gerdau
GGB
$9.7B
$19K 0.01%
3,243
– –
ISCG icon
481
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.02B
$19K 0.01%
930
-1,482
-61% -$29.1K
ISCV icon
482
iShares Morningstar Small-Cap Value ETF
ISCV
$706M
$19K 0.01%
525
-723
-58% -$26.2K
KBR icon
483
KBR
KBR
$4.8B
$19K 0.01%
579
+120
+26% +$3.81K
VHT icon
484
Vanguard Health Care ETF
VHT
$18.6B
$19K 0.01%
200
– –
RSX
485
DELISTED
VanEck Russia ETF
RSX
$19K 0.01%
+685
New +$18.4K
NQM
486
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$19K 0.01%
1,350
– –
WES
487
DELISTED
Western Gas Partners Lp
WES
$19K 0.01%
313
+153
+96% +$9.29K
ARMH
488
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$19K 0.01%
400
– –
AME icon
489
Ametek
AME
$58.2B
$18K 0.01%
385
+20
+5% +$901
BBBY
490
Bed Bath & Beyond
BBBY
$442M
$18K 0.01%
799
– –
CRT
491
Cross Timbers Royalty Trust
CRT
$60.2M
$18K 0.01%
600
– –
EIX icon
492
Edison International
EIX
$26.4B
$18K 0.01%
400
– –
ETW
493
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$18K 0.01%
1,618
-37
-2% -$422
GS icon
494
Goldman Sachs
GS
$303B
$18K 0.01%
115
-104
-47% -$16.7K
IXP icon
495
iShares Global Comm Services ETF
IXP
$572M
$18K 0.01%
285
-149
-34% -$9.18K
RJF icon
496
Raymond James Financial
RJF
$34B
$18K 0.01%
653
– –
UPL
497
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$18K 0.01%
893
+678
+315% +$14.3K
PNRA
498
DELISTED
Panera Bread Co
PNRA
$18K 0.01%
116
-20
-15% -$3.47K
AEC
499
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$18K 0.01%
+1,200
New +$18.3K
ADX icon
500
Adams Diversified Equity Fund
ADX
$3.2B
$17K 0.01%
1,355
-526
-28% -$6.47K
18 19
20
21 22

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.