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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAL icon
26
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$12.2M 0.83%
73,949
+10,750
+17% +$1.68M
GOVT icon
27
iShares US Treasury Bond ETF
GOVT
$43.6B
$11.2M 0.77%
492,925
+3,413
+0.7% +$77.6K
EMR icon
28
Emerson Electric
EMR
$88.3B
$10.9M 0.75%
96,246
-3,600
-4% -$370K
MO icon
29
Altria Group
MO
$114B
$10.5M 0.72%
241,854
+4,110
+2% +$170K
PFF icon
30
iShares Preferred and Income Securities ETF
PFF
$13.3B
$10.3M 0.7%
318,443
-8,908
-3% -$284K
JAAA icon
31
Janus Henderson AAA CLO ETF
JAAA
$29.2B
$10.1M 0.69%
199,203
+19,657
+11% +$994K
VZ icon
32
Verizon
VZ
$196B
$9.24M 0.63%
220,265
+9,494
+5% +$383K
UCON icon
33
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$9.17M 0.63%
372,804
+11,038
+3% +$272K
FAUG icon
34
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
$9.11M 0.62%
212,353
-45,310
-18% -$1.89M
IEFA icon
35
iShares Core MSCI EAFE ETF
IEFA
$196B
$8.84M 0.6%
119,115
+39,940
+50% +$2.84M
MDT icon
36
Medtronic
MDT
$112B
$8.83M 0.6%
101,346
-1,388
-1% -$118K
CVX icon
37
Chevron
CVX
$366B
$8.51M 0.58%
53,963
-422
-0.8% -$63.7K
FV icon
38
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$8.49M 0.58%
148,360
-626
-0.4% -$33.8K
AFL icon
39
Aflac
AFL
$62.6B
$8.45M 0.58%
98,447
-3,089
-3% -$253K
DGRW icon
40
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$8.38M 0.57%
110,047
+2,970
+3% +$217K
MCD icon
41
McDonald's
MCD
$195B
$8.26M 0.56%
29,288
-1,412
-5% -$411K
BRK.B icon
42
Berkshire Hathaway Class B
BRK.B
$1.13T
$8.06M 0.55%
19,158
+155
+0.8% +$61K
EDOW icon
43
First Trust Dow 30 Equal Weight ETF
EDOW
$323M
$8.03M 0.55%
233,125
+17,041
+8% +$567K
TGT icon
44
Target
TGT
$68B
$7.82M 0.53%
44,145
+161
+0.4% +$24.5K
MUB icon
45
iShares National Muni Bond ETF
MUB
$45.5B
$7.69M 0.53%
71,447
+1,095
+2% +$118K
VWO icon
46
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$7.67M 0.52%
183,627
-2,493
-1% -$102K
VTI icon
47
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$7.6M 0.52%
29,234
+950
+3% +$235K
PFE icon
48
Pfizer
PFE
$153B
$7.31M 0.5%
263,307
+58,142
+28% +$1.61M
RSPT icon
49
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$7.19M 0.49%
204,276
+4,159
+2% +$140K
GOOGL icon
50
Alphabet (Google) Class A
GOOGL
$4.33T
$7.17M 0.49%
47,536
+2,468
+5% +$353K
1
2
3 4 5

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VCM
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ESBC
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SFI
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WJA
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OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.