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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
26
Chevron
CVX
$366B
$9.24M 0.78%
54,785
+6,127
+13% +$990K
NVDA icon
27
NVIDIA
NVDA
$5.42T
$9.07M 0.76%
208,430
-7,520
-3% -$337K
MO icon
28
Altria Group
MO
$114B
$9M 0.76%
214,028
+13,111
+7% +$579K
AMZN icon
29
Amazon
AMZN
$2.96T
$8.9M 0.75%
70,019
+270
+0.4% +$36.2K
UCON icon
30
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$8.77M 0.74%
366,910
+29,217
+9% +$707K
IQLT icon
31
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$8.39M 0.71%
249,682
+37,268
+18% +$1.31M
MDT icon
32
Medtronic
MDT
$112B
$8.04M 0.68%
102,625
+8,847
+9% +$741K
AFL icon
33
Aflac
AFL
$62.6B
$7.97M 0.67%
103,802
+4,297
+4% +$319K
VYMI icon
34
Vanguard International High Dividend Yield ETF
VYMI
$20.9B
$7.83M 0.66%
126,573
-32,752
-21% -$2.08M
MCD icon
35
McDonald's
MCD
$195B
$7.81M 0.66%
29,644
+1,816
+7% +$518K
EFV icon
36
iShares MSCI EAFE Value ETF
EFV
$29.4B
$7.69M 0.65%
157,237
+55,520
+55% +$2.75M
QUAL icon
37
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$7.68M 0.65%
58,267
-11,509
-16% -$1.57M
FTA icon
38
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$7.29M 0.61%
112,587
+7,930
+8% +$537K
VWO icon
39
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$7.05M 0.59%
179,767
-3,571
-2% -$146K
PFE icon
40
Pfizer
PFE
$153B
$7.03M 0.59%
212,011
-398
-0.2% -$14.1K
DGRW icon
41
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$6.84M 0.58%
107,794
-1,761
-2% -$117K
VCLT icon
42
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.85B
$6.84M 0.58%
95,441
-22,266
-19% -$1.68M
FV icon
43
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$6.66M 0.56%
150,309
-1,782
-1% -$82.9K
FYX icon
44
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$6.64M 0.56%
82,363
+3,584
+5% +$302K
BSV icon
45
Vanguard Short-Term Bond ETF
BSV
$44.6B
$6.5M 0.55%
86,476
+239
+0.3% +$18K
MUB icon
46
iShares National Muni Bond ETF
MUB
$45.5B
$6.49M 0.55%
63,260
-2,006
-3% -$212K
EEM icon
47
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$6.45M 0.54%
169,998
+3,420
+2% +$135K
IJS icon
48
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$6.43M 0.54%
72,064
+64,459
+848% +$6.14M
SPEM icon
49
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$6.39M 0.54%
190,250
+41,404
+28% +$1.43M
FPE icon
50
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$6.38M 0.54%
399,213
+27,976
+8% +$451K
1
2
3 4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.