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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
26
Pfizer
PFE
$153B
$9.83M 0.95%
191,912
+10,453
+6% +$501K
VOO icon
27
Vanguard S&P 500 ETF
VOO
$1.01T
$9.03M 0.87%
25,699
+5,062
+25% +$1.79M
IUSB icon
28
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$8.81M 0.85%
196,186
+54,352
+38% +$2.43M
DGRW icon
29
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$8.46M 0.82%
140,164
-33,271
-19% -$1.98M
FAUG icon
30
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
$8.44M 0.82%
243,591
+1,705
+0.7% +$59K
SDVY icon
31
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$7.79M 0.75%
299,113
-6,651
-2% -$173K
CVX icon
32
Chevron
CVX
$366B
$7.7M 0.75%
42,895
+979
+2% +$171K
MO icon
33
Altria Group
MO
$114B
$7.68M 0.74%
168,053
+2,528
+2% +$115K
IQLT icon
34
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$7.23M 0.7%
223,279
-2,731
-1% -$84.8K
MCD icon
35
McDonald's
MCD
$195B
$7.11M 0.69%
26,982
+1,240
+5% +$327K
FXH icon
36
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$7.01M 0.68%
64,453
+12,745
+25% +$1.34M
AFL icon
37
Aflac
AFL
$62.6B
$6.98M 0.68%
96,977
+3,980
+4% +$266K
VWO icon
38
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$6.89M 0.67%
176,805
+4,321
+3% +$165K
FTA icon
39
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$6.6M 0.64%
100,356
+850
+0.9% +$55.1K
FV icon
40
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$6.6M 0.64%
141,722
+4,547
+3% +$212K
FXO icon
41
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$6.45M 0.62%
157,549
-3,464
-2% -$142K
EEM icon
42
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$6.31M 0.61%
166,469
+1,644
+1% +$60.7K
FIXD icon
43
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$6.3M 0.61%
143,502
+5,470
+4% +$239K
BSV icon
44
Vanguard Short-Term Bond ETF
BSV
$44.6B
$6.25M 0.61%
83,074
+18,564
+29% +$1.39M
T icon
45
AT&T
T
$163B
$6.02M 0.58%
326,814
+20,377
+7% +$365K
ED icon
46
Consolidated Edison
ED
$39.9B
$5.92M 0.57%
62,149
-605
-1% -$55K
MUB icon
47
iShares National Muni Bond ETF
MUB
$45.5B
$5.85M 0.57%
55,457
-7,022
-11% -$732K
MDT icon
48
Medtronic
MDT
$112B
$5.82M 0.56%
74,944
+6,502
+10% +$527K
FYX icon
49
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$5.82M 0.56%
74,162
+1,641
+2% +$131K
SHY icon
50
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$5.79M 0.56%
71,340
+10,539
+17% +$855K
1
2
3 4 5

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.