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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAUG icon
26
FT Vest US Equity Buffer ETF August
FAUG
$1.21B
$7.94M 0.84%
241,886
+10,240
+4% +$363K
PFE icon
27
Pfizer
PFE
$153B
$7.94M 0.84%
181,459
+15,870
+10% +$771K
AMZN icon
28
Amazon
AMZN
$2.96T
$7.71M 0.81%
68,193
-11,870
-15% -$1.5M
EMR icon
29
Emerson Electric
EMR
$88.3B
$7.53M 0.79%
102,770
+5,769
+6% +$479K
SDVY icon
30
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$7.07M 0.75%
305,764
-49,836
-14% -$1.27M
VOO icon
31
Vanguard S&P 500 ETF
VOO
$1.03T
$6.78M 0.71%
20,637
+8,624
+72% +$3.15M
MO icon
32
Altria Group
MO
$114B
$6.68M 0.71%
165,525
+54,499
+49% +$2.38M
GOVT icon
33
iShares US Treasury Bond ETF
GOVT
$43.8B
$6.62M 0.7%
290,769
+43,943
+18% +$1.04M
MUB icon
34
iShares National Muni Bond ETF
MUB
$45.9B
$6.41M 0.68%
62,479
+12,755
+26% +$1.36M
IUSB icon
35
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$6.31M 0.67%
141,834
+13,582
+11% +$634K
VWO icon
36
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$6.29M 0.66%
172,484
+2,023
+1% +$82.1K
IQLT icon
37
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$6.28M 0.66%
226,010
-5,189
-2% -$160K
VTI icon
38
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$6.1M 0.64%
33,987
+6,026
+22% +$1.2M
CVX icon
39
Chevron
CVX
$366B
$6.02M 0.64%
41,916
+2,879
+7% +$439K
FIXD icon
40
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$6.01M 0.63%
138,032
-1,392
-1% -$64.3K
MCD icon
41
McDonald's
MCD
$195B
$5.94M 0.63%
25,742
+2,146
+9% +$549K
FXO icon
42
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$5.93M 0.63%
161,013
+8,257
+5% +$337K
EEM icon
43
iShares MSCI Emerging Markets ETF
EEM
$30B
$5.75M 0.61%
164,825
+6,275
+4% +$245K
FTA icon
44
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$5.74M 0.61%
99,506
+604
+0.6% +$38.8K
FV icon
45
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$5.63M 0.59%
137,175
+9,537
+7% +$421K
TLT icon
46
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$5.53M 0.58%
53,974
+45,349
+526% +$5.11M
MDT icon
47
Medtronic
MDT
$112B
$5.53M 0.58%
68,442
+7,850
+13% +$705K
ED icon
48
Consolidated Edison
ED
$39.9B
$5.38M 0.57%
62,754
+609
+1% +$58.8K
VYMI icon
49
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$5.33M 0.56%
+102,482
New +$5.92M
FYX icon
50
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$5.27M 0.56%
72,521
+4,270
+6% +$347K
1
2
3 4 5

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.