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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.09B
AUM Growth
-$39.1M
Cap. Flow
+$11.2M
Cap. Flow %
1.03%
Top 10 Hldgs %
20.8%
Holding
587
New
52
Increased
239
Reduced
220
Closed
59

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$9.58M
2
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$7.79M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.71M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.88M

Top Sells

Rank Stock Value
1
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$7.85M
2
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.28M
3
BND icon
Vanguard Total Bond Market
BND
+$5.11M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.94M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.75M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Healthcare 5.58%
3 Consumer Staples 3.92%
4 Consumer Discretionary 3.22%
5 Financials 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDVY icon
26
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$9.25M 0.85%
+331,887
New +$9.58M
PFE icon
27
Pfizer
PFE
$153B
$9.14M 0.84%
176,605
+7,931
+5% +$412K
AMZN icon
28
Amazon
AMZN
$2.96T
$9.02M 0.83%
55,340
+640
+1% +$98.9K
FAUG icon
29
FT Vest US Equity Buffer ETF August
FAUG
$1.21B
$8.51M 0.78%
223,536
+2,677
+1% +$100K
EFAV icon
30
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$8.32M 0.76%
115,330
+57,395
+99% +$4.17M
IQLT icon
31
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$7.76M 0.71%
+210,373
New +$7.79M
TDIV icon
32
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$7.58M 0.69%
128,529
+64,129
+100% +$3.81M
VWO icon
33
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$7.57M 0.69%
164,189
+204
+0.1% +$9.81K
NVDA icon
34
NVIDIA
NVDA
$5.42T
$7.32M 0.67%
268,250
+1,170
+0.4% +$29.3K
EEM icon
35
iShares MSCI Emerging Markets ETF
EEM
$30B
$6.79M 0.62%
150,390
+4,786
+3% +$226K
FXO icon
36
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$6.71M 0.62%
146,037
-2,858
-2% -$132K
FIXD icon
37
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$6.66M 0.61%
134,374
+6,038
+5% +$309K
FTA icon
38
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$6.5M 0.6%
92,145
+1,545
+2% +$108K
T icon
39
AT&T
T
$163B
$6.19M 0.57%
347,001
+5,635
+2% +$104K
IUSB icon
40
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$6.16M 0.57%
124,180
+33,243
+37% +$1.69M
GOVT icon
41
iShares US Treasury Bond ETF
GOVT
$43.8B
$6.13M 0.56%
246,076
+24,221
+11% +$620K
VNQ icon
42
Vanguard Real Estate ETF
VNQ
$39.1B
$6.1M 0.56%
56,309
+630
+1% +$66.7K
CVX icon
43
Chevron
CVX
$366B
$6.07M 0.56%
37,257
-769
-2% -$110K
QUAL icon
44
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$6.05M 0.55%
44,912
+43,004
+2,254% +$5.71M
FXH icon
45
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$5.99M 0.55%
52,205
+2,869
+6% +$322K
ED icon
46
Consolidated Edison
ED
$39.9B
$5.96M 0.55%
62,994
-2,301
-4% -$199K
FYX icon
47
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$5.96M 0.55%
65,033
+964
+2% +$88.2K
MDT icon
48
Medtronic
MDT
$112B
$5.87M 0.54%
52,891
+5,079
+11% +$537K
MUB icon
49
iShares National Muni Bond ETF
MUB
$45.9B
$5.85M 0.54%
53,323
+4,165
+8% +$470K
FV icon
50
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$5.83M 0.54%
122,386
+1,255
+1% +$59.6K
1
2
3 4 5

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Regal Investment Advisors held 587 positions worth $1.09B, down 3.5% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q1 2022 filing shows 52 new, 239 increased, 220 reduced and 59 closed positions. Its largest new stake was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M. The largest sale was Janus Henderson Small/Mid Cap Growth Alpha ETF, an estimated $7.85M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2022 buy was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2022, an estimated $5.71M increase.
  • Regal Investment Advisors's biggest Q1 2022 reduction was Janus Henderson Small/Mid Cap Growth Alpha ETF, cutting an estimated $7.85M.
  • Regal Investment Advisors fully exited First Trust NASDAQ Cybersecurity ETF in Q1 2022, selling an estimated $1.55M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.09B portfolio in Q1 2022.
  • Regal Investment Advisors opened 52 new positions and closed 59 in Q1 2022.
  • Regal Investment Advisors's portfolio value fell 3.5% quarter-over-quarter to $1.09B.

Based on Regal Investment Advisors's 13F filing for Q1 2022, filed 9 May 2022.