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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
26
Amazon
AMZN
$2.96T
$9.12M 0.81%
54,700
+660
+1% +$113K
EMR icon
27
Emerson Electric
EMR
$88.3B
$8.64M 0.77%
92,985
+1,037
+1% +$97.6K
FAUG icon
28
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
$8.55M 0.76%
220,859
+5,680
+3% +$215K
VWO icon
29
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$8.11M 0.72%
163,985
+9,207
+6% +$464K
NVDA icon
30
NVIDIA
NVDA
$5.42T
$7.86M 0.7%
267,080
+7,070
+3% +$195K
VYM icon
31
Vanguard High Dividend Yield ETF
VYM
$82.8B
$7.73M 0.68%
68,958
+18,499
+37% +$2.01M
FPXI icon
32
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$297M
$7.6M 0.67%
131,924
-9,356
-7% -$585K
EEM icon
33
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$7.11M 0.63%
145,604
+5,693
+4% +$286K
FXO icon
34
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$6.89M 0.61%
148,895
+5,205
+4% +$243K
FIXD icon
35
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$6.83M 0.6%
128,336
+4,924
+4% +$263K
SPEM icon
36
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$6.5M 0.58%
156,746
+12,239
+8% +$523K
VNQ icon
37
Vanguard Real Estate ETF
VNQ
$39B
$6.46M 0.57%
55,679
+2,435
+5% +$266K
BND icon
38
Vanguard Total Bond Market
BND
$158B
$6.45M 0.57%
76,135
+3,195
+4% +$272K
T icon
39
AT&T
T
$163B
$6.34M 0.56%
341,366
-14,528
-4% -$272K
SKYY icon
40
First Trust Cloud Computing ETF
SKYY
$3.12B
$6.33M 0.56%
60,720
+2,909
+5% +$320K
FTA icon
41
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$6.33M 0.56%
90,600
+2,824
+3% +$191K
FYX icon
42
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$6.22M 0.55%
64,069
+1,056
+2% +$102K
FXH icon
43
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$6.13M 0.54%
49,336
+1,041
+2% +$125K
FV icon
44
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$5.96M 0.53%
121,131
+2,746
+2% +$134K
GOVT icon
45
iShares US Treasury Bond ETF
GOVT
$43.6B
$5.92M 0.52%
221,855
+28,521
+15% +$755K
MCD icon
46
McDonald's
MCD
$195B
$5.83M 0.52%
21,749
+671
+3% +$169K
BSV icon
47
Vanguard Short-Term Bond ETF
BSV
$44.6B
$5.74M 0.51%
71,059
+4,152
+6% +$338K
VTI icon
48
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$5.73M 0.51%
23,744
-24
-0.1% -$5.67K
MUB icon
49
iShares National Muni Bond ETF
MUB
$45.5B
$5.72M 0.51%
49,158
+5,498
+13% +$638K
VOT icon
50
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$5.59M 0.49%
21,938
+341
+2% +$86K
1
2
3 4 5

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.