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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
26
Amazon
AMZN
$2.96T
$8.88M 0.86%
54,040
+3,340
+7% +$576K
EMR icon
27
Emerson Electric
EMR
$88.3B
$8.66M 0.84%
91,948
+7,374
+9% +$736K
FAUG icon
28
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
$7.85M 0.76%
215,179
+6,775
+3% +$251K
VWO icon
29
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$7.74M 0.75%
154,778
+4,477
+3% +$231K
PFE icon
30
Pfizer
PFE
$153B
$7.39M 0.72%
171,800
+27,317
+19% +$1.21M
T icon
31
AT&T
T
$163B
$7.26M 0.7%
355,894
+20,309
+6% +$427K
EEM icon
32
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$7.05M 0.68%
139,911
-537
-0.4% -$28K
FIXD icon
33
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$6.61M 0.64%
123,412
+3,538
+3% +$191K
FXO icon
34
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$6.36M 0.62%
143,690
-17,111
-11% -$757K
BND icon
35
Vanguard Total Bond Market
BND
$158B
$6.23M 0.6%
72,940
+1,475
+2% +$127K
SPEM icon
36
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$6.15M 0.6%
144,507
+9,816
+7% +$426K
SKYY icon
37
First Trust Cloud Computing ETF
SKYY
$3.12B
$6.09M 0.59%
57,811
+2,488
+4% +$267K
FYX icon
38
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$5.77M 0.56%
63,013
+1,921
+3% +$176K
FXH icon
39
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$5.75M 0.56%
48,295
-377
-0.8% -$46.1K
MDT icon
40
Medtronic
MDT
$112B
$5.74M 0.56%
45,766
+4,939
+12% +$639K
FDN icon
41
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$5.69M 0.55%
24,135
-45
-0.2% -$11K
FTA icon
42
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$5.66M 0.55%
87,776
+4,172
+5% +$276K
JPM icon
43
JPMorgan Chase
JPM
$950B
$5.62M 0.55%
34,360
+2,796
+9% +$438K
BSV icon
44
Vanguard Short-Term Bond ETF
BSV
$44.6B
$5.48M 0.53%
66,907
+2,303
+4% +$189K
FV icon
45
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$5.42M 0.53%
118,385
+2,543
+2% +$120K
VNQ icon
46
Vanguard Real Estate ETF
VNQ
$39B
$5.42M 0.53%
53,244
-266
-0.5% -$28.2K
NVDA icon
47
NVIDIA
NVDA
$5.42T
$5.39M 0.52%
260,010
+1,330
+0.5% +$27.6K
VTI icon
48
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$5.28M 0.51%
23,768
-140
-0.6% -$31.9K
VYM icon
49
Vanguard High Dividend Yield ETF
VYM
$82.8B
$5.21M 0.51%
50,459
+10,788
+27% +$1.14M
GOVT icon
50
iShares US Treasury Bond ETF
GOVT
$43.6B
$5.13M 0.5%
193,334
-27,807
-13% -$745K
1
2
3 4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.