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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.29%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$997M
AUM Growth
+$898M
Cap. Flow
+$876M
Cap. Flow %
87.84%
Top 10 Hldgs %
19.73%
Holding
527
New
499
Increased
27
Reduced
1
Closed
–

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$21.4M
3
AAPL icon
Apple
AAPL
+$17.6M
4
MSFT icon
Microsoft
MSFT
+$16.1M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M

Top Sells

Rank Stock Value
1
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$61.9K

Sector Composition

Rank Sector Weight
1 Technology 9.52%
2 Healthcare 4.93%
3 Consumer Discretionary 4.05%
4 Financials 3.75%
5 Consumer Staples 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
26
Amazon
AMZN
$2.96T
$8.72M 0.87%
+50,700
New +$8.43M
VWO icon
27
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$8.16M 0.82%
150,301
+40,376
+37% +$2.15M
EMR icon
28
Emerson Electric
EMR
$88.3B
$8.14M 0.82%
+84,574
New +$7.95M
EEM icon
29
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$7.75M 0.78%
+140,448
New +$7.63M
FAUG icon
30
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
$7.69M 0.77%
+208,404
New +$7.61M
T icon
31
AT&T
T
$163B
$7.29M 0.73%
+335,585
New +$7.63M
FXO icon
32
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$7.02M 0.7%
+160,801
New +$7.1M
FIXD icon
33
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$6.43M 0.64%
+119,874
New +$6.39M
BND icon
34
Vanguard Total Bond Market
BND
$158B
$6.14M 0.62%
+71,465
New +$6.1M
SPEM icon
35
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$6.13M 0.61%
+134,691
New +$6.03M
FDN icon
36
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$5.92M 0.59%
+24,180
New +$5.53M
GOVT icon
37
iShares US Treasury Bond ETF
GOVT
$43.6B
$5.88M 0.59%
221,141
+167,451
+312% +$4.42M
SKYY icon
38
First Trust Cloud Computing ETF
SKYY
$3.12B
$5.86M 0.59%
+55,323
New +$5.54M
FXH icon
39
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$5.7M 0.57%
+48,672
New +$5.55M
FYX icon
40
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$5.7M 0.57%
+61,092
New +$5.68M
PFE icon
41
Pfizer
PFE
$153B
$5.66M 0.57%
+144,483
New +$5.62M
FTA icon
42
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$5.49M 0.55%
+83,604
New +$5.55M
FV icon
43
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$5.49M 0.55%
+115,842
New +$5.35M
VNQ icon
44
Vanguard Real Estate ETF
VNQ
$39B
$5.45M 0.55%
53,510
+26,792
+100% +$2.66M
VTI icon
45
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$5.33M 0.53%
+23,908
New +$5.19M
BSV icon
46
Vanguard Short-Term Bond ETF
BSV
$44.6B
$5.31M 0.53%
64,604
+14,192
+28% +$1.17M
NVDA icon
47
NVIDIA
NVDA
$5.42T
$5.17M 0.52%
+258,680
New +$4.15M
MDT icon
48
Medtronic
MDT
$112B
$5.07M 0.51%
+40,827
New +$5.13M
MUB icon
49
iShares National Muni Bond ETF
MUB
$45.5B
$5.02M 0.5%
42,802
+10,230
+31% +$1.2M
VOT icon
50
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$4.96M 0.5%
20,970
+6,602
+46% +$1.48M
1
2
3 4 5

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q2 2021 Portfolio in Review

As of Q2 2021, Regal Investment Advisors held 527 positions worth $997M, up 910% from $98.7M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $876M of net new capital in Q2 2021, opening 499 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 287,890 shares worth $21.8M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P Global Natural Resources ETF, an estimated $61.9K trimmed.

  • Regal Investment Advisors's largest Q2 2021 buy was First Trust Capital Strength ETF: 287,890 shares worth $21.8M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q2 2021, an estimated $38.4M increase.
  • Regal Investment Advisors's biggest Q2 2021 reduction was State Street SPDR S&P Global Natural Resources ETF, cutting an estimated $61.9K.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $997M portfolio in Q2 2021.
  • Regal Investment Advisors opened 499 new positions and closed 0 in Q2 2021.
  • Regal Investment Advisors's portfolio value rose 910% quarter-over-quarter to $997M.

Based on Regal Investment Advisors's 13F filing for Q2 2021, filed 9 Aug 2021.