We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$885M
AUM Growth
+$800M
Cap. Flow
+$753M
Cap. Flow %
85.12%
Top 10 Hldgs %
21.32%
Holding
468
New
440
Increased
27
Reduced
1
Closed
–

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$35M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$18.9M
3
AAPL icon
Apple
AAPL
+$16.1M
4
MSFT icon
Microsoft
MSFT
+$15.1M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$14.7M

Top Sells

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$82.9K

Sector Composition

Rank Sector Weight
1 Technology 9.22%
2 Healthcare 5.8%
3 Consumer Staples 4.83%
4 Consumer Discretionary 4.01%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGU icon
26
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$7.58M 0.86%
+88,058
New +$7.15M
T icon
27
AT&T
T
$163B
$7.34M 0.83%
+337,889
New +$7.29M
FAUG icon
28
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
$7.21M 0.82%
+207,625
New +$6.97M
VTV icon
29
Vanguard Morningstar Value ETF
VTV
$191B
$7.04M 0.8%
+59,170
New +$6.65M
VWO icon
30
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$6.9M 0.78%
137,701
+25,451
+23% +$1.2M
TLT icon
31
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$6.82M 0.77%
+43,256
New +$6.87M
PFE icon
32
Pfizer
PFE
$153B
$6.63M 0.75%
+179,969
New +$6.6M
IWF icon
33
iShares Russell 1000 Growth ETF
IWF
$128B
$6.35M 0.72%
105,384
+99,356
+1,648% +$5.66M
FIXD icon
34
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$5.97M 0.68%
+109,092
New +$6.01M
ED icon
35
Consolidated Edison
ED
$39.9B
$5.95M 0.67%
+82,365
New +$6.4M
FDN icon
36
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$5.76M 0.65%
+27,120
New +$5.49M
DIS icon
37
Walt Disney
DIS
$181B
$5.64M 0.64%
+31,110
New +$4.47M
SKYY icon
38
First Trust Cloud Computing ETF
SKYY
$3.12B
$5.63M 0.64%
+59,199
New +$5.11M
MDT icon
39
Medtronic
MDT
$112B
$5.54M 0.63%
+47,318
New +$5.21M
SPEM icon
40
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$5.51M 0.62%
+130,754
New +$5.19M
BSV icon
41
Vanguard Short-Term Bond ETF
BSV
$44.6B
$5.14M 0.58%
62,035
+14,561
+31% +$1.21M
FYX icon
42
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$4.91M 0.56%
+63,808
New +$4.36M
MUB icon
43
iShares National Muni Bond ETF
MUB
$45.5B
$4.75M 0.54%
40,546
+9,181
+29% +$1.07M
AEP icon
44
American Electric Power
AEP
$68.4B
$4.75M 0.54%
+57,050
New +$4.95M
FXH icon
45
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$4.72M 0.53%
+43,836
New +$4.46M
FV icon
46
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$4.67M 0.53%
+115,365
New +$4.32M
GOVT icon
47
iShares US Treasury Bond ETF
GOVT
$43.6B
$4.56M 0.52%
167,400
+116,505
+229% +$3.21M
VNQ icon
48
Vanguard Real Estate ETF
VNQ
$39B
$4.55M 0.51%
53,547
+28,369
+113% +$2.35M
FTA icon
49
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$4.51M 0.51%
+82,171
New +$4.25M
MCD icon
50
McDonald's
MCD
$195B
$4.48M 0.51%
+20,876
New +$4.54M
1
2
3 4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Regal Investment Advisors held 468 positions worth $885M, up 945% from $84.6M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $753M of net new capital in Q4 2020, opening 440 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Micro-Cap ETF, an estimated $82.9K trimmed.

  • Regal Investment Advisors's largest Q4 2020 buy was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $35M increase.
  • Regal Investment Advisors's biggest Q4 2020 reduction was iShares Micro-Cap ETF, cutting an estimated $82.9K.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $885M portfolio in Q4 2020.
  • Regal Investment Advisors opened 440 new positions and closed 0 in Q4 2020.
  • Regal Investment Advisors's portfolio value rose 945% quarter-over-quarter to $885M.

Based on Regal Investment Advisors's 13F filing for Q4 2020, filed 12 Feb 2021.