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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$556M
AUM Growth
+$43.5M
Cap. Flow
+$11M
Cap. Flow %
1.98%
Top 10 Hldgs %
20.2%
Holding
361
New
43
Increased
151
Reduced
131
Closed
17

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$2.03M
2
PFE icon
Pfizer
PFE
+$1.96M
3
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$1.23M
4
OUSA icon
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
+$746K
5
YYY icon
Amplify CEF High Income ETF
YYY
+$658K

Top Sells

Rank Stock Value
1
CAH icon
Cardinal Health
CAH
+$1.74M
2
PARA
Paramount Global Class B
PARA
+$1.52M
3
BOCT icon
Innovator US Equity Buffer ETF October
BOCT
+$1.28M
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$886K
5
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$634K

Sector Composition

Rank Sector Weight
1 Healthcare 8.38%
2 Technology 7.43%
3 Consumer Staples 6.43%
4 Industrials 4.63%
5 Utilities 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
26
Walt Disney
DIS
$182B
$4.75M 0.85%
32,835
-2,004
-6% -$280K
FLOT icon
27
iShares Floating Rate Bond ETF
FLOT
$10.3B
$4.72M 0.85%
92,639
+6,378
+7% +$325K
XOM icon
28
ExxonMobil
XOM
$642B
$4.67M 0.84%
66,986
+29,313
+78% +$2.03M
MDT icon
29
Medtronic
MDT
$110B
$4.64M 0.83%
40,901
-138
-0.3% -$15.1K
FTA icon
30
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$4.55M 0.82%
80,596
+3,865
+5% +$207K
INTC icon
31
Intel
INTC
$503B
$4.18M 0.75%
69,899
+1,249
+2% +$69.9K
MCD icon
32
McDonald's
MCD
$196B
$3.98M 0.72%
20,157
-350
-2% -$69.4K
QQQ icon
33
Invesco QQQ Trust
QQQ
$479B
$3.97M 0.71%
18,675
+2,409
+15% +$482K
CVX icon
34
Chevron
CVX
$371B
$3.87M 0.7%
32,101
+320
+1% +$37.7K
MUB icon
35
iShares National Muni Bond ETF
MUB
$45.3B
$3.7M 0.67%
32,513
+426
+1% +$48.5K
DUK icon
36
Duke Energy
DUK
$96.6B
$3.7M 0.67%
40,590
-2,529
-6% -$232K
FDN icon
37
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$3.65M 0.66%
26,246
-210
-0.8% -$28.3K
KO icon
38
Coca-Cola
KO
$374B
$3.61M 0.65%
65,150
+1,036
+2% +$55.7K
FYX icon
39
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$3.45M 0.62%
53,165
+1,202
+2% +$74.7K
VTI icon
40
Vanguard Morningstar Total Stock Market ETF
VTI
$680B
$3.44M 0.62%
21,008
+3,621
+21% +$567K
LZB icon
41
La-Z-Boy
LZB
$1.63B
$3.39M 0.61%
107,751
– –
IJH icon
42
iShares Core S&P Mid-Cap ETF
IJH
$125B
$3.36M 0.6%
81,580
+1,705
+2% +$67.6K
SPYV icon
43
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
$3.32M 0.6%
95,039
+6,440
+7% +$215K
AGG icon
44
iShares Core US Aggregate Bond ETF
AGG
$137B
$3.29M 0.59%
29,232
+1,893
+7% +$213K
AMZN icon
45
Amazon
AMZN
$2.94T
$3.25M 0.58%
35,180
+120
+0.3% +$10.6K
VOT icon
46
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$3.25M 0.58%
20,437
+713
+4% +$109K
IEFA icon
47
iShares Core MSCI EAFE ETF
IEFA
$194B
$3.23M 0.58%
49,500
+8,671
+21% +$550K
FV icon
48
First Trust Dorsey Wright Focus 5 ETF
FV
$3.7B
$3.23M 0.58%
102,182
+3,796
+4% +$115K
RFEM icon
49
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$81.4M
$3.21M 0.58%
49,496
+10
+0% +$610
GLD icon
50
SPDR Gold Trust
GLD
$138B
$3.18M 0.57%
22,227
+1,270
+6% +$177K
1
2
3 4 5

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VCM
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ESBC
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SFI
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MAM
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WJA
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Regal Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Regal Investment Advisors held 361 positions worth $556M, up 8.5% from $512M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2019 filing shows 43 new, 151 increased, 131 reduced and 17 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M. The largest sale was Cardinal Health, an estimated $1.74M.

By sector, the portfolio is most concentrated in Healthcare at 8.4% of assets, up from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2019 buy was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M.
  • Regal Investment Advisors added most to ExxonMobil in Q4 2019, an estimated $2.03M increase.
  • Regal Investment Advisors's biggest Q4 2019 reduction was Sysco, cutting an estimated $618K.
  • Regal Investment Advisors fully exited Cardinal Health in Q4 2019, selling an estimated $1.74M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $556M portfolio in Q4 2019.
  • Regal Investment Advisors opened 43 new positions and closed 17 in Q4 2019.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $556M.

Based on Regal Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.