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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$512M
AUM Growth
-$811K
Cap. Flow
-$5.23M
Cap. Flow %
-1.02%
Top 10 Hldgs %
20.61%
Holding
342
New
31
Increased
120
Reduced
151
Closed
24

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.42M
2
CVS icon
CVS Health
CVS
+$1.98M
3
GILD icon
Gilead Sciences
GILD
+$1.95M
4
JLL icon
Jones Lang LaSalle
JLL
+$1.9M
5
TEN
Tenneco Inc. Class A Voting Common Stock
TEN
+$1.72M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.76M
2
AZO icon
AutoZone
AZO
+$2.53M
3
HF
HFF Inc.
HF
+$2.04M
4
MCK icon
McKesson
MCK
+$1.76M
5
BNY
Bank of New York Mellon
BNY
+$1.63M

Sector Composition

Rank Sector Weight
1 Healthcare 8.1%
2 Technology 7.06%
3 Consumer Staples 6.95%
4 Industrials 4.8%
5 Utilities 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
26
Medtronic
MDT
$110B
$4.46M 0.87%
41,039
-3,167
-7% -$330K
MCD icon
27
McDonald's
MCD
$196B
$4.4M 0.86%
20,507
-3,156
-13% -$677K
FLOT icon
28
iShares Floating Rate Bond ETF
FLOT
$10.3B
$4.4M 0.86%
86,261
+11,316
+15% +$576K
DUK icon
29
Duke Energy
DUK
$96.6B
$4.13M 0.81%
43,119
-2,291
-5% -$208K
PFE icon
30
Pfizer
PFE
$149B
$4.07M 0.79%
119,431
-3,008
-2% -$109K
FTA icon
31
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$3.96M 0.77%
76,731
+936
+1% +$48K
CVX icon
32
Chevron
CVX
$371B
$3.77M 0.74%
31,781
-2,035
-6% -$247K
MUB icon
33
iShares National Muni Bond ETF
MUB
$45.3B
$3.66M 0.71%
32,087
+1,418
+5% +$162K
LZB icon
34
La-Z-Boy
LZB
$1.63B
$3.62M 0.71%
107,751
– –
FDN icon
35
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$3.56M 0.7%
26,456
+60
+0.2% +$8.47K
INTC icon
36
Intel
INTC
$503B
$3.54M 0.69%
68,650
-436
-0.6% -$21.4K
KO icon
37
Coca-Cola
KO
$374B
$3.49M 0.68%
64,114
-2,688
-4% -$144K
FYX icon
38
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$3.12M 0.61%
51,963
+460
+0.9% +$27.6K
AGG icon
39
iShares Core US Aggregate Bond ETF
AGG
$137B
$3.09M 0.6%
27,339
+3,343
+14% +$376K
IJH icon
40
iShares Core S&P Mid-Cap ETF
IJH
$125B
$3.09M 0.6%
79,875
-3,290
-4% -$126K
QQQ icon
41
Invesco QQQ Trust
QQQ
$479B
$3.07M 0.6%
16,266
+3,302
+25% +$626K
AMZN icon
42
Amazon
AMZN
$2.94T
$3.04M 0.59%
35,060
-1,020
-3% -$94.6K
VOT icon
43
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$2.92M 0.57%
19,724
+592
+3% +$88.7K
RFDI icon
44
First Trust RiverFront Dynamic Developed International ETF
RFDI
$166M
$2.91M 0.57%
52,295
-3,538
-6% -$196K
FV icon
45
First Trust Dorsey Wright Focus 5 ETF
FV
$3.7B
$2.91M 0.57%
98,386
+1,029
+1% +$31K
GLD icon
46
SPDR Gold Trust
GLD
$138B
$2.91M 0.57%
20,957
+7,417
+55% +$1.03M
RFEU
47
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$2.9M 0.57%
50,298
-3,435
-6% -$198K
VOE icon
48
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$2.9M 0.57%
25,659
+1,105
+5% +$123K
RFEM icon
49
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$81.4M
$2.86M 0.56%
49,486
-3,220
-6% -$191K
SPYV icon
50
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
$2.83M 0.55%
88,599
+76,739
+647% +$2.42M
1
2
3 4 5

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VCM
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Regal Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Regal Investment Advisors held 342 positions worth $512M, down 0.16% from $513M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q3 2019 filing shows 31 new, 120 increased, 151 reduced and 24 closed positions. Its largest new stake was Gilead Sciences: 29,806 shares worth $1.89M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.76M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, up from 8% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2019 buy was Gilead Sciences: 29,806 shares worth $1.89M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $2.42M increase.
  • Regal Investment Advisors's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $2.76M.
  • Regal Investment Advisors fully exited AutoZone in Q3 2019, selling an estimated $2.53M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $512M portfolio in Q3 2019.
  • Regal Investment Advisors opened 31 new positions and closed 24 in Q3 2019.
  • Regal Investment Advisors's portfolio value fell 0.16% quarter-over-quarter to $512M.

Based on Regal Investment Advisors's 13F filing for Q3 2019, filed 15 Nov 2019.