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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+15.72%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$492M
AUM Growth
+$35.5M
Cap. Flow
-$11M
Cap. Flow %
-2.23%
Top 10 Hldgs %
19.98%
Holding
399
New
65
Increased
147
Reduced
121
Closed
45

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.64M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.3M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.14M
4
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$1.05M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.04M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.77M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.04M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.51M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.2M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$1.18M

Sector Composition

Rank Sector Weight
1 Healthcare 8.12%
2 Technology 7.87%
3 Consumer Staples 6.26%
4 Industrials 5.2%
5 Consumer Discretionary 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
26
Pfizer
PFE
$149B
$4.29M 0.87%
106,599
+11,401
+12% +$457K
DUK icon
27
Duke Energy
DUK
$96.6B
$4.28M 0.87%
47,574
+442
+0.9% +$39K
DIS icon
28
Walt Disney
DIS
$181B
$4.04M 0.82%
36,339
+832
+2% +$93K
FTA icon
29
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$3.74M 0.76%
72,534
+1,606
+2% +$81.3K
DD icon
30
DuPont de Nemours
DD
$19.5B
$3.69M 0.75%
27,306
-915
-3% -$127K
FDN icon
31
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$3.67M 0.75%
26,391
+115
+0.4% +$15.3K
INTC icon
32
Intel
INTC
$503B
$3.65M 0.74%
68,007
-163
-0.2% -$8.27K
FLOT icon
33
iShares Floating Rate Bond ETF
FLOT
$10.3B
$3.6M 0.73%
70,774
-4,368
-6% -$221K
MDT icon
34
Medtronic
MDT
$110B
$3.6M 0.73%
39,518
+6,754
+21% +$604K
LZB icon
35
La-Z-Boy
LZB
$1.63B
$3.56M 0.72%
107,751
-8,500
-7% -$268K
RFEU
36
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$3.56M 0.72%
60,761
+1,953
+3% +$112K
SPYG icon
37
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.1B
$3.55M 0.72%
95,486
+74,805
+362% +$2.64M
CVX icon
38
Chevron
CVX
$371B
$3.5M 0.71%
28,416
+4,567
+19% +$540K
RFDI icon
39
First Trust RiverFront Dynamic Developed International ETF
RFDI
$166M
$3.44M 0.7%
60,999
+890
+1% +$49.4K
IJH icon
40
iShares Core S&P Mid-Cap ETF
IJH
$125B
$3.42M 0.7%
90,275
+165
+0.2% +$6.09K
MUB icon
41
iShares National Muni Bond ETF
MUB
$45.3B
$3.36M 0.68%
30,190
+476
+2% +$52.2K
RFEM icon
42
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$81.4M
$3.34M 0.68%
53,363
+2,381
+5% +$145K
XOM icon
43
ExxonMobil
XOM
$642B
$3.28M 0.67%
40,543
-223
-0.5% -$17K
AMZN icon
44
Amazon
AMZN
$2.94T
$3.13M 0.64%
35,160
+1,060
+3% +$88.2K
FYX icon
45
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$3.05M 0.62%
49,425
+446
+0.9% +$27.1K
MO icon
46
Altria Group
MO
$113B
$2.98M 0.61%
51,863
-8,560
-14% -$438K
KO icon
47
Coca-Cola
KO
$374B
$2.84M 0.58%
60,618
+2,398
+4% +$112K
FV icon
48
First Trust Dorsey Wright Focus 5 ETF
FV
$3.7B
$2.83M 0.57%
94,038
+663
+0.7% +$19K
CLX icon
49
Clorox
CLX
$12.8B
$2.76M 0.56%
17,179
+1,334
+8% +$207K
AZO icon
50
AutoZone
AZO
$50.1B
$2.75M 0.56%
2,685
-137
-5% -$123K
1
2
3 4 5

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CC
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VCM
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SFI
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MAM
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WJA
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Regal Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Regal Investment Advisors held 399 positions worth $492M, up 7.8% from $456M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q1 2019 filing shows 65 new, 147 increased, 121 reduced and 45 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.77M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.3% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2019 buy was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $2.64M increase.
  • Regal Investment Advisors's biggest Q1 2019 reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q1 2019, selling an estimated $6.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $492M portfolio in Q1 2019.
  • Regal Investment Advisors opened 65 new positions and closed 45 in Q1 2019.
  • Regal Investment Advisors's portfolio value rose 7.8% quarter-over-quarter to $492M.

Based on Regal Investment Advisors's 13F filing for Q1 2019, filed 9 May 2019.