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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-10.37%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$456M
AUM Growth
-$18.6M
Cap. Flow
+$32.9M
Cap. Flow %
7.21%
Top 10 Hldgs %
19.04%
Holding
386
New
67
Increased
163
Reduced
91
Closed
53

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.41M
2
LZB icon
La-Z-Boy
LZB
+$3.28M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.22M
4
CAT icon
Caterpillar
CAT
+$2.21M
5
EMR icon
Emerson Electric
EMR
+$2.17M

Top Sells

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$3.37M
2
HUM icon
Humana
HUM
+$2.36M
3
ESRX
Express Scripts Holding Company
ESRX
+$2.33M
4
AVX
AVX Corporation
AVX
+$2.14M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 8.31%
2 Technology 6.97%
3 Consumer Staples 5.7%
4 Industrials 4.58%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
26
iShares Russell 1000 Growth ETF
IWF
$127B
$4.07M 0.89%
124,332
-9,692
-7% -$342K
DUK icon
27
Duke Energy
DUK
$96.6B
$4.07M 0.89%
47,132
+948
+2% +$80.7K
PFE icon
28
Pfizer
PFE
$149B
$3.94M 0.86%
95,198
+11,282
+13% +$468K
VNQ icon
29
Vanguard Real Estate ETF
VNQ
$38.8B
$3.9M 0.85%
52,331
-64
-0.1% -$5.04K
DIS icon
30
Walt Disney
DIS
$182B
$3.89M 0.85%
35,507
+12,236
+53% +$1.39M
DD icon
31
DuPont de Nemours
DD
$19.5B
$3.82M 0.84%
28,221
+37
+0.1% +$5.31K
FLOT icon
32
iShares Floating Rate Bond ETF
FLOT
$10.3B
$3.78M 0.83%
75,142
-38,415
-34% -$1.95M
IEF icon
33
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$3.51M 0.77%
+33,699
New +$3.41M
FTA icon
34
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$3.28M 0.72%
70,928
+4,378
+7% +$222K
MUB icon
35
iShares National Muni Bond ETF
MUB
$45.3B
$3.24M 0.71%
29,714
+4,636
+18% +$499K
LZB icon
36
La-Z-Boy
LZB
$1.63B
$3.22M 0.71%
+116,251
New +$3.28M
INTC icon
37
Intel
INTC
$503B
$3.2M 0.7%
68,170
+44,958
+194% +$2.1M
RFEU
38
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$3.09M 0.68%
58,808
+14,532
+33% +$816K
RFDI icon
39
First Trust RiverFront Dynamic Developed International ETF
RFDI
$166M
$3.08M 0.67%
60,109
+14,921
+33% +$823K
FDN icon
40
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$3.06M 0.67%
26,276
+10,737
+69% +$1.34M
IJH icon
41
iShares Core S&P Mid-Cap ETF
IJH
$125B
$2.99M 0.66%
90,110
+1,310
+1% +$47.8K
MO icon
42
Altria Group
MO
$113B
$2.98M 0.65%
60,423
+554
+0.9% +$32.1K
MDT icon
43
Medtronic
MDT
$110B
$2.98M 0.65%
32,764
+6,833
+26% +$639K
RFEM icon
44
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$81.4M
$2.85M 0.63%
50,982
+12,614
+33% +$724K
AGG icon
45
iShares Core US Aggregate Bond ETF
AGG
$137B
$2.85M 0.62%
26,755
+5,874
+28% +$616K
XOM icon
46
ExxonMobil
XOM
$642B
$2.78M 0.61%
40,766
+4,307
+12% +$338K
KO icon
47
Coca-Cola
KO
$374B
$2.76M 0.6%
58,220
+6,702
+13% +$321K
FYX icon
48
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$2.65M 0.58%
48,979
+5,065
+12% +$308K
CVX icon
49
Chevron
CVX
$371B
$2.6M 0.57%
23,849
+3,405
+17% +$394K
AMZN icon
50
Amazon
AMZN
$2.94T
$2.56M 0.56%
34,100
+14,700
+76% +$1.22M
1
2
3 4 5

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VCM
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SFI
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Regal Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Regal Investment Advisors held 386 positions worth $456M, down 3.9% from $475M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $32.9M of net new capital in Q4 2018, opening 67 new positions and adding to 163 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, down from 8.8% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.95M trimmed.

  • Regal Investment Advisors's largest Q4 2018 buy was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.
  • Regal Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q4 2018, an estimated $2.22M increase.
  • Regal Investment Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.95M.
  • Regal Investment Advisors fully exited Intercept Pharmaceuticals, Inc. in Q4 2018, selling an estimated $3.37M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $456M portfolio in Q4 2018.
  • Regal Investment Advisors opened 67 new positions and closed 53 in Q4 2018.
  • Regal Investment Advisors's portfolio value fell 3.9% quarter-over-quarter to $456M.

Based on Regal Investment Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.