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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$475M
AUM Growth
+$146M
Cap. Flow
+$131M
Cap. Flow %
27.62%
Top 10 Hldgs %
19.25%
Holding
348
New
87
Increased
181
Reduced
41
Closed
29

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$7.24M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.26M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.28M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.06M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.35M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$2.82M
2
ANDV
Andeavor
ANDV
+$2.22M
3
MA icon
Mastercard
MA
+$2.2M
4
ORLY icon
O'Reilly Automotive
ORLY
+$2.07M
5
UNP icon
Union Pacific
UNP
+$2.01M

Sector Composition

Rank Sector Weight
1 Healthcare 8.81%
2 Technology 6.09%
3 Industrials 5.36%
4 Consumer Staples 4.98%
5 Consumer Discretionary 4.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
26
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$4.87M 1.03%
118,782
+47,116
+66% +$1.98M
DD icon
27
DuPont de Nemours
DD
$19.5B
$4.59M 0.97%
28,184
+4,771
+20% +$821K
VNQ icon
28
Vanguard Real Estate ETF
VNQ
$38.8B
$4.23M 0.89%
52,395
+16,929
+48% +$1.39M
AEP icon
29
American Electric Power
AEP
$68.2B
$3.94M 0.83%
55,544
+28,111
+102% +$2M
DUK icon
30
Duke Energy
DUK
$96.6B
$3.7M 0.78%
46,184
+20,924
+83% +$1.69M
MO icon
31
Altria Group
MO
$113B
$3.61M 0.76%
59,869
+13,127
+28% +$779K
FTA icon
32
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$3.6M 0.76%
66,550
+14,787
+29% +$800K
IJH icon
33
iShares Core S&P Mid-Cap ETF
IJH
$125B
$3.58M 0.75%
88,800
+36,220
+69% +$1.46M
PFE icon
34
Pfizer
PFE
$149B
$3.51M 0.74%
83,916
+49,362
+143% +$1.9M
ICPT
35
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$3.37M 0.71%
26,688
+2,514
+10% +$266K
XOM icon
36
ExxonMobil
XOM
$642B
$3.1M 0.65%
36,459
+19,894
+120% +$1.63M
FYX icon
37
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$3.03M 0.64%
43,914
+6,762
+18% +$463K
FV icon
38
First Trust Dorsey Wright Focus 5 ETF
FV
$3.7B
$2.82M 0.59%
91,406
+11,235
+14% +$346K
NUE icon
39
Nucor
NUE
$61.9B
$2.82M 0.59%
44,515
+34,853
+361% +$2.23M
RFEU
40
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$2.8M 0.59%
44,276
-8,272
-16% -$526K
RFDI icon
41
First Trust RiverFront Dynamic Developed International ETF
RFDI
$166M
$2.79M 0.59%
45,188
-6,752
-13% -$416K
DIS icon
42
Walt Disney
DIS
$181B
$2.72M 0.57%
23,271
-3,437
-13% -$383K
MUB icon
43
iShares National Muni Bond ETF
MUB
$45.3B
$2.71M 0.57%
25,078
+2,429
+11% +$264K
VOT icon
44
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$2.67M 0.56%
18,752
+5,037
+37% +$706K
VOE icon
45
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$2.67M 0.56%
23,610
+7,392
+46% +$840K
MDT icon
46
Medtronic
MDT
$110B
$2.55M 0.54%
25,931
+17,157
+196% +$1.59M
RTX icon
47
RTX Corp
RTX
$301B
$2.54M 0.53%
28,880
+4,972
+21% +$418K
QQQ icon
48
Invesco QQQ Trust
QQQ
$479B
$2.53M 0.53%
13,605
+4,679
+52% +$846K
IWM icon
49
iShares Russell 2000 ETF
IWM
$82.1B
$2.51M 0.53%
14,894
+9,413
+172% +$1.59M
CVX icon
50
Chevron
CVX
$371B
$2.5M 0.53%
20,444
+6,421
+46% +$779K
1
2
3 4 5

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VCM
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SFI
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Regal Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Regal Investment Advisors held 348 positions worth $475M, up 44% from $329M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $131M of net new capital in Q3 2018, opening 87 new positions and adding to 181 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.

By sector, the portfolio is most concentrated in Healthcare at 8.8% of assets, up from 6.4% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Mastercard, an estimated $2.2M trimmed.

  • Regal Investment Advisors's largest Q3 2018 buy was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $4.28M increase.
  • Regal Investment Advisors's biggest Q3 2018 reduction was Mastercard, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited La-Z-Boy in Q3 2018, selling an estimated $2.82M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $475M portfolio in Q3 2018.
  • Regal Investment Advisors opened 87 new positions and closed 29 in Q3 2018.
  • Regal Investment Advisors's portfolio value rose 44% quarter-over-quarter to $475M.

Based on Regal Investment Advisors's 13F filing for Q3 2018, filed 5 Nov 2018.