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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$449M
AUM Growth
+$20M
Cap. Flow
+$51.1K
Cap. Flow %
0.01%
Top 10 Hldgs %
19.68%
Holding
310
New
32
Increased
142
Reduced
99
Closed
24

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.08M
2
SRCL
Stericycle Inc
SRCL
+$2.06M
3
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$1.9M
4
MAT icon
Mattel
MAT
+$1.87M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.37M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.08M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$3.97M
3
GBX icon
The Greenbrier Companies
GBX
+$2.36M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.24M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 6.09%
2 Healthcare 5.96%
3 Technology 5.38%
4 Consumer Staples 5.27%
5 Industrials 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTV icon
26
Vanguard Morningstar Value ETF
VTV
$188B
$4.39M 0.98%
41,265
+1,107
+3% +$114K
RFEU
27
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$4.23M 0.94%
64,691
+14,175
+28% +$916K
RFDI icon
28
First Trust RiverFront Dynamic Developed International ETF
RFDI
$165M
$3.99M 0.89%
62,209
+15,587
+33% +$992K
RFEM icon
29
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$78.3M
$3.8M 0.85%
54,001
+14,277
+36% +$987K
DIS icon
30
Walt Disney
DIS
$167B
$3.72M 0.83%
34,637
-573
-2% -$59K
LZB icon
31
La-Z-Boy
LZB
$1.58B
$3.63M 0.81%
116,451
– –
FLOT icon
32
iShares Floating Rate Bond ETF
FLOT
$10.2B
$3.54M 0.79%
69,685
+2,240
+3% +$114K
IWF icon
33
iShares Russell 1000 Growth ETF
IWF
$121B
$3.5M 0.78%
103,836
+10,764
+12% +$353K
FTA icon
34
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$3.39M 0.76%
62,103
-16,531
-21% -$871K
XOM icon
35
ExxonMobil
XOM
$644B
$3.38M 0.75%
40,395
+6,158
+18% +$509K
RFAP
36
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
$3.35M 0.75%
55,245
+14,264
+35% +$859K
PEP icon
37
PepsiCo
PEP
$190B
$3.28M 0.73%
27,345
+108
+0.4% +$12.3K
DUK icon
38
Duke Energy
DUK
$97.8B
$3.27M 0.73%
38,890
-252
-0.6% -$22K
FDN icon
39
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$3.26M 0.73%
29,709
+835
+3% +$89.7K
GE icon
40
GE Aerospace
GE
$374B
$3.25M 0.72%
38,831
-471
-1% -$45K
AEP icon
41
American Electric Power
AEP
$69.6B
$3.19M 0.71%
43,428
+3,247
+8% +$243K
BRK.B icon
42
Berkshire Hathaway Class B
BRK.B
$1.1T
$2.94M 0.66%
14,839
-1,597
-10% -$303K
LOW icon
43
Lowe's Companies
LOW
$117B
$2.89M 0.64%
31,071
-2,153
-6% -$178K
AGG icon
44
iShares Core US Aggregate Bond ETF
AGG
$137B
$2.87M 0.64%
26,241
+12,563
+92% +$1.37M
PFE icon
45
Pfizer
PFE
$143B
$2.74M 0.61%
79,668
+17,920
+29% +$611K
FYX icon
46
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$2.69M 0.6%
44,014
-409
-0.9% -$24.4K
GOOG icon
47
Alphabet (Google) Class C
GOOG
$4.36T
$2.68M 0.6%
51,200
-3,120
-6% -$159K
FV icon
48
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$2.61M 0.58%
94,742
+14,601
+18% +$396K
MUB icon
49
iShares National Muni Bond ETF
MUB
$45.1B
$2.56M 0.57%
23,143
+986
+4% +$109K
COP icon
50
ConocoPhillips
COP
$147B
$2.54M 0.57%
46,245
-964
-2% -$49.6K
1
2
3 4 5

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VCM
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SFI
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Regal Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Regal Investment Advisors held 310 positions worth $449M, up 4.7% from $429M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2017 filing shows 32 new, 142 increased, 99 reduced and 24 closed positions. Its largest new stake was Oracle: 42,436 shares worth $2.01M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Technology.

  • Regal Investment Advisors's largest Q4 2017 buy was Oracle: 42,436 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Core US Aggregate Bond ETF in Q4 2017, an estimated $1.37M increase.
  • Regal Investment Advisors's biggest Q4 2017 reduction was iShares Core S&P 500 ETF, cutting an estimated $2.24M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q4 2017, selling an estimated $6.08M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $449M portfolio in Q4 2017.
  • Regal Investment Advisors opened 32 new positions and closed 24 in Q4 2017.
  • Regal Investment Advisors's portfolio value rose 4.7% quarter-over-quarter to $449M.

Based on Regal Investment Advisors's 13F filing for Q4 2017, filed 6 Feb 2018.