We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$383M
AUM Growth
+$21.6M
Cap. Flow
+$5.79M
Cap. Flow %
1.51%
Top 10 Hldgs %
18.9%
Holding
278
New
30
Increased
127
Reduced
90
Closed
16

Top Buys

Rank Stock Value
1
UI icon
Ubiquiti
UI
+$2.68M
2
ANDV
Andeavor
ANDV
+$2.51M
3
CPN
Calpine Corporation
CPN
+$2.28M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.86M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.41M

Top Sells

Rank Stock Value
1
AXE
Anixter International Inc
AXE
+$3.78M
2
LH icon
Labcorp
LH
+$2.95M
3
BKNG icon
Booking.com
BKNG
+$2.94M
4
RSX
VanEck Russia ETF
RSX
+$1.29M
5
WCC
WESCO International
WCC
+$1.23M

Sector Composition

Rank Sector Weight
1 Healthcare 6.74%
2 Consumer Discretionary 6.66%
3 Financials 5.18%
4 Consumer Staples 4.4%
5 Industrials 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
26
Emerson Electric
EMR
$86.7B
$3.58M 0.94%
59,891
+6,992
+13% +$417K
FLOT icon
27
iShares Floating Rate Bond ETF
FLOT
$10.3B
$3.49M 0.91%
68,650
+14,250
+26% +$724K
LOW icon
28
Lowe's Companies
LOW
$119B
$3.45M 0.9%
41,954
-5,239
-11% -$401K
BRK.B icon
29
Berkshire Hathaway Class B
BRK.B
$1.11T
$3.44M 0.9%
20,640
-1,480
-7% -$248K
LZB icon
30
La-Z-Boy
LZB
$1.64B
$3.22M 0.84%
119,407
– –
VNQ icon
31
Vanguard Real Estate ETF
VNQ
$39.3B
$3.2M 0.83%
38,691
-5,480
-12% -$455K
VTV icon
32
Vanguard Morningstar Value ETF
VTV
$189B
$3.11M 0.81%
32,564
+6,913
+27% +$658K
AOR icon
33
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.66B
$3.1M 0.81%
73,180
+6,149
+9% +$256K
JNJ icon
34
Johnson & Johnson
JNJ
$613B
$3.1M 0.81%
24,895
+4,010
+19% +$479K
STT icon
35
State Street
STT
$50.5B
$3.03M 0.79%
38,039
-6,122
-14% -$486K
MUB icon
36
iShares National Muni Bond ETF
MUB
$45.2B
$2.98M 0.78%
27,363
+1,103
+4% +$120K
BWA icon
37
BorgWarner
BWA
$13B
$2.97M 0.78%
80,761
-13,911
-15% -$507K
COF icon
38
Capital One
COF
$134B
$2.97M 0.77%
34,245
-5,926
-15% -$528K
AGG icon
39
iShares Core US Aggregate Bond ETF
AGG
$137B
$2.92M 0.76%
26,875
-1,256
-4% -$136K
QQQ icon
40
Invesco QQQ Trust
QQQ
$469B
$2.9M 0.76%
21,890
+14,586
+200% +$1.86M
GE icon
41
GE Aerospace
GE
$383B
$2.89M 0.76%
20,265
-541
-3% -$78.3K
TFCFA
42
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$2.83M 0.74%
87,205
-13,302
-13% -$406K
GBX icon
43
The Greenbrier Companies
GBX
$1.54B
$2.82M 0.74%
65,406
-9,263
-12% -$409K
WCC
44
WESCO International
WCC
$17.6B
$2.77M 0.72%
39,870
-17,507
-31% -$1.23M
V icon
45
Visa
V
$683B
$2.74M 0.72%
30,859
-3,970
-11% -$342K
HDV
46
iShares Core High Dividend ETF
HDV
$14.8B
$2.71M 0.71%
161,255
+60,725
+60% +$1.01M
MON
47
DELISTED
Monsanto Co
MON
$2.65M 0.69%
23,394
-3,696
-14% -$409K
NS
48
DELISTED
NuStar Energy L.P.
NS
– –
0
– –
AMGN icon
49
Amgen
AMGN
$204B
$2.58M 0.67%
15,736
-2,072
-12% -$344K
FDT icon
50
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.29B
$2.56M 0.67%
49,106
+4,981
+11% +$251K
1
2
3 4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

Regal Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Regal Investment Advisors held 278 positions worth $383M, up 6% from $362M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q1 2017 filing shows 30 new, 127 increased, 90 reduced and 16 closed positions. Its largest new stake was Ubiquiti: 49,107 shares worth $2.47M. The largest sale was Anixter International Inc, an estimated $3.78M.

By sector, the portfolio is most concentrated in Healthcare at 6.7% of assets, down from 8.1% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q1 2017 buy was Ubiquiti: 49,107 shares worth $2.47M.
  • Regal Investment Advisors added most to Invesco QQQ Trust in Q1 2017, an estimated $1.86M increase.
  • Regal Investment Advisors's biggest Q1 2017 reduction was WESCO International, cutting an estimated $1.23M.
  • Regal Investment Advisors fully exited Anixter International Inc in Q1 2017, selling an estimated $3.78M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $383M portfolio in Q1 2017.
  • Regal Investment Advisors opened 30 new positions and closed 16 in Q1 2017.
  • Regal Investment Advisors's portfolio value rose 6% quarter-over-quarter to $383M.

Based on Regal Investment Advisors's 13F filing for Q1 2017, filed 12 May 2017.