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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$352M
AUM Growth
-$11.3M
Cap. Flow
-$20M
Cap. Flow %
-5.69%
Top 10 Hldgs %
17.53%
Holding
267
New
23
Increased
122
Reduced
99
Closed
8

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$1.32M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$956K
3
GLD icon
SPDR Gold Trust
GLD
+$800K
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$711K
5
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$647K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.29M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.67M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.48M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.57M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.26M

Sector Composition

Rank Sector Weight
1 Healthcare 8.51%
2 Consumer Discretionary 8.08%
3 Financials 5.18%
4 Industrials 4.65%
5 Communication Services 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LH icon
26
Labcorp
LH
$25.4B
$3.28M 0.93%
27,733
-2,127
-7% -$251K
AMGN icon
27
Amgen
AMGN
$220B
$3.27M 0.93%
19,610
-1,256
-6% -$212K
PG icon
28
Procter & Gamble
PG
$342B
$3.27M 0.93%
36,442
+3,300
+10% +$287K
STT icon
29
State Street
STT
$51.6B
$3.26M 0.92%
46,806
-3,469
-7% -$227K
BRK.B icon
30
Berkshire Hathaway Class B
BRK.B
$1.12T
$3.25M 0.92%
22,491
-2,947
-12% -$431K
BIIB icon
31
Biogen
BIIB
$30.2B
$3.24M 0.92%
10,363
-824
-7% -$244K
AXE
32
DELISTED
Anixter International Inc
AXE
$3.24M 0.92%
50,280
-3,542
-7% -$213K
MUB icon
33
iShares National Muni Bond ETF
MUB
$45.4B
$3.22M 0.91%
28,556
+3,427
+14% +$388K
BKNG icon
34
Booking.com
BKNG
$157B
$3.08M 0.88%
52,400
-3,825
-7% -$213K
BWA icon
35
BorgWarner
BWA
$13.8B
$3.08M 0.87%
99,408
-6,693
-6% -$197K
COF icon
36
Capital One
COF
$136B
$3.08M 0.87%
42,835
-2,856
-6% -$196K
GE icon
37
GE Aerospace
GE
$400B
$2.99M 0.85%
21,064
+632
+3% +$94.3K
MCK icon
38
McKesson
MCK
$100B
$2.97M 0.84%
17,805
-1,214
-6% -$226K
V icon
39
Visa
V
$684B
$2.96M 0.84%
35,840
-2,360
-6% -$189K
LZB icon
40
La-Z-Boy
LZB
$1.65B
$2.94M 0.83%
119,618
+1,379
+1% +$38.8K
VIG icon
41
Vanguard Dividend Appreciation ETF
VIG
$114B
$2.91M 0.83%
34,660
+3,389
+11% +$287K
BSV icon
42
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.89M 0.82%
35,714
+1,305
+4% +$106K
MON
43
DELISTED
Monsanto Co
MON
$2.88M 0.82%
28,160
-2,251
-7% -$236K
FXG icon
44
First Trust Consumer Staples AlphaDEX Fund
FXG
$228M
$2.85M 0.81%
61,374
+315
+0.5% +$15.1K
ESRX
45
DELISTED
Express Scripts Holding Company
ESRX
$2.78M 0.79%
39,479
-2,172
-5% -$162K
WSM icon
46
Williams-Sonoma
WSM
$29.4B
$2.72M 0.77%
106,626
-7,272
-6% -$190K
ALXN
47
DELISTED
Alexion Pharmaceuticals
ALXN
$2.72M 0.77%
22,223
-1,452
-6% -$187K
DINO icon
48
HF Sinclair
DINO
$14.6B
$2.7M 0.76%
110,045
-7,520
-6% -$189K
HBI
49
DELISTED
Hanesbrands
HBI
$2.67M 0.76%
105,872
-7,088
-6% -$187K
GILD icon
50
Gilead Sciences
GILD
$163B
$2.65M 0.75%
33,489
-1,229
-4% -$99.8K
1
2
3 4 5

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VCM
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SFI
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Regal Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Regal Investment Advisors held 267 positions worth $352M, down 3.1% from $364M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors withdrew a net $20M in Q3 2016, closing 8 positions and reducing 99 holdings. Its most notable exit was Western Refining Inc, an estimated $2.25M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.5% of assets, up from 8.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Regal Investment Advisors opened a new position in Netflix worth $1.36M.

  • Regal Investment Advisors's largest Q3 2016 buy was Netflix: 138,310 shares worth $1.36M.
  • Regal Investment Advisors added most to iShares Core S&P Small-Cap ETF in Q3 2016, an estimated $956K increase.
  • Regal Investment Advisors's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.29M.
  • Regal Investment Advisors fully exited Western Refining Inc in Q3 2016, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $352M portfolio in Q3 2016.
  • Regal Investment Advisors opened 23 new positions and closed 8 in Q3 2016.
  • Regal Investment Advisors's portfolio value fell 3.1% quarter-over-quarter to $352M.

Based on Regal Investment Advisors's 13F filing for Q3 2016, filed 27 Oct 2016.