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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
26
Vanguard Morningstar Growth ETF
VUG
$230B
$3.71M 0.96%
208,962
+56,952
+37% +$1.02M
URI icon
27
United Rentals
URI
$72.3B
$3.64M 0.94%
50,165
+3,601
+8% +$260K
IVV icon
28
iShares Core S&P 500 ETF
IVV
$897B
$3.63M 0.94%
17,740
+3,133
+21% +$647K
MO icon
29
Altria Group
MO
$113B
$3.63M 0.94%
62,390
+3,775
+6% +$219K
LH icon
30
Labcorp
LH
$25.5B
$3.63M 0.94%
34,168
+2,629
+8% +$271K
MBB icon
31
iShares MBS ETF
MBB
$39B
$3.62M 0.94%
33,597
-45,705
-58% -$4.97M
DD icon
32
DuPont de Nemours
DD
$19.5B
$3.55M 0.92%
27,224
+5,229
+24% +$671K
MDY icon
33
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3.51M 0.91%
13,825
+101
+0.7% +$26.3K
TLT icon
34
iShares 20+ Year Treasury Bond ETF
TLT
$41.5B
$3.5M 0.91%
29,031
-1,982
-6% -$241K
FAST icon
35
Fastenal
FAST
$58.2B
$3.49M 0.9%
341,944
+27,280
+9% +$269K
ED icon
36
Consolidated Edison
ED
$39.8B
$3.42M 0.89%
53,164
+5,604
+12% +$360K
BXLT
37
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$3.42M 0.89%
87,499
+8,741
+11% +$305K
WU icon
38
Western Union
WU
$2.22B
$3.35M 0.87%
187,020
+13,385
+8% +$253K
TFCFA
39
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$3.35M 0.87%
123,295
+9,365
+8% +$272K
SCHD icon
40
Schwab US Dividend Equity ETF
SCHD
$104B
$3.31M 0.86%
257,259
+69,852
+37% +$900K
MON
41
DELISTED
Monsanto Co
MON
$3.29M 0.85%
33,393
+3,183
+11% +$299K
MSFT icon
42
Microsoft
MSFT
$3.71T
$3.26M 0.85%
58,809
+6,066
+12% +$319K
SNI
43
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$3.21M 0.83%
+58,163
New +$3.27M
VAR
44
DELISTED
Varian Medical Systems, Inc.
VAR
$3.19M 0.83%
44,986
+4,253
+10% +$294K
BKNG icon
45
Booking.com
BKNG
$156B
$3.14M 0.81%
61,550
+4,375
+8% +$231K
FLOT icon
46
iShares Floating Rate Bond ETF
FLOT
$10.3B
$3.1M 0.81%
61,550
+7,790
+14% +$393K
AMG icon
47
Affiliated Managers Group
AMG
$9.89B
$3M 0.78%
18,805
+1,575
+9% +$271K
VNQ icon
48
Vanguard Real Estate ETF
VNQ
$38.8B
$2.99M 0.78%
37,556
+1,813
+5% +$144K
COP icon
49
ConocoPhillips
COP
$142B
$2.99M 0.78%
64,111
+13,664
+27% +$714K
BSV icon
50
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.96M 0.77%
37,193
+5,761
+18% +$461K
1
2
3 4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.