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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DKS icon
26
Dick's Sporting Goods
DKS
$17.8B
$3.2M 0.83%
64,518
+3,627
+6% +$183K
MO icon
27
Altria Group
MO
$113B
$3.19M 0.83%
58,615
-351
-0.6% -$18.8K
WU icon
28
Western Union
WU
$2.23B
$3.19M 0.83%
173,635
+9,836
+6% +$187K
ED icon
29
Consolidated Edison
ED
$40.2B
$3.18M 0.83%
47,560
-41
-0.1% -$2.59K
SYNT
30
DELISTED
Syntel Inc
SYNT
$3.13M 0.81%
68,981
+4,894
+8% +$215K
TFCFA
31
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$3.07M 0.8%
113,930
+113,924
+1,898,733% +$3.41M
NSR
32
DELISTED
Neustar Inc
NSR
$3.01M 0.78%
+110,799
New +$3.14M
PM icon
33
Philip Morris
PM
$293B
$2.96M 0.77%
37,350
+2,433
+7% +$200K
ABBV icon
34
AbbVie
ABBV
$431B
$2.96M 0.77%
54,337
+1,947
+4% +$127K
MCD icon
35
McDonald's
MCD
$196B
$2.95M 0.77%
29,953
+3,657
+14% +$356K
AMG icon
36
Affiliated Managers Group
AMG
$9.83B
$2.95M 0.76%
+17,230
New +$3.39M
LH icon
37
Labcorp
LH
$25.6B
$2.94M 0.76%
31,539
+1,575
+5% +$163K
PODD icon
38
Insulet
PODD
$9.65B
$2.9M 0.75%
112,125
+4,858
+5% +$147K
IBM icon
39
IBM
IBM
$220B
$2.9M 0.75%
20,940
+2,768
+15% +$409K
FAST icon
40
Fastenal
FAST
$58.3B
$2.88M 0.75%
+314,664
New +$3.12M
BLK icon
41
Blackrock
BLK
$175B
$2.84M 0.74%
9,542
+759
+9% +$245K
BKNG icon
42
Booking.com
BKNG
$156B
$2.83M 0.73%
57,175
+3,400
+6% +$169K
IVV icon
43
iShares Core S&P 500 ETF
IVV
$897B
$2.81M 0.73%
14,607
+1,310
+10% +$267K
PPLI
44
People Inc
PPLI
$3.2B
$2.8M 0.73%
+239,702
New +$3.18M
URI icon
45
United Rentals
URI
$72.4B
$2.8M 0.73%
+46,564
New +$3.23M
BBBY
46
DELISTED
Bed Bath & Beyond Inc
BBBY
$2.79M 0.72%
+48,848
New +$3.12M
PII icon
47
Polaris
PII
$3.99B
$2.73M 0.71%
22,807
+1,647
+8% +$224K
FLOT icon
48
iShares Floating Rate Bond ETF
FLOT
$10.3B
$2.71M 0.7%
53,760
+20,323
+61% +$1.03M
VNQ icon
49
Vanguard Real Estate ETF
VNQ
$38.8B
$2.7M 0.7%
35,743
+519
+1% +$39.9K
VAR
50
DELISTED
Varian Medical Systems, Inc.
VAR
$2.63M 0.68%
40,733
+3,273
+9% +$239K
1
2
3 4 5

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.