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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.23%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$370M
AUM Growth
-$35M
Cap. Flow
-$27.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
16.35%
Holding
1,092
New
87
Increased
249
Reduced
266
Closed
121

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.96M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.39M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.36M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.16M
5
PODD icon
Insulet
PODD
+$3.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.67M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.43M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.06M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.67%
2 Healthcare 7.38%
3 Financials 6.68%
4 Energy 4.47%
5 Technology 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUE icon
26
Nucor
NUE
$62.4B
$3.23M 0.87%
73,199
+4,892
+7% +$235K
AAXJ icon
27
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.79B
$3.21M 0.87%
50,990
+50,901
+57,192% +$3.39M
TLT icon
28
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$3.18M 0.86%
27,107
-28,579
-51% -$3.51M
DKS icon
29
Dick's Sporting Goods
DKS
$18B
$3.15M 0.85%
60,891
+3,208
+6% +$176K
PII icon
30
Polaris
PII
$4.2B
$3.13M 0.85%
21,160
+1,670
+9% +$240K
LH icon
31
Labcorp
LH
$25.3B
$3.12M 0.84%
29,964
+1,994
+7% +$208K
MBB icon
32
iShares MBS ETF
MBB
$39.1B
$3.11M 0.84%
28,626
-819
-3% -$89.7K
IJH icon
33
iShares Core S&P Mid-Cap ETF
IJH
$126B
$3.09M 0.84%
103,070
-74,290
-42% -$2.27M
WDR
34
DELISTED
Waddell & Reed Financial, Inc.
WDR
$3.07M 0.83%
64,932
+3,902
+6% +$190K
TDIV icon
35
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.4B
$3.06M 0.83%
115,803
-1,261
-1% -$35K
SYNT
36
DELISTED
Syntel Inc
SYNT
$3.04M 0.82%
64,087
+4,466
+7% +$213K
BLK icon
37
Blackrock
BLK
$175B
$3.04M 0.82%
8,783
+514
+6% +$187K
BAX icon
38
Baxter International
BAX
$14.7B
$2.97M 0.8%
78,320
+6,433
+9% +$240K
MON
39
DELISTED
Monsanto Co
MON
$2.95M 0.8%
27,691
+1,416
+5% +$164K
MO icon
40
Altria Group
MO
$114B
$2.88M 0.78%
58,966
-955
-2% -$48.4K
LVS icon
41
Las Vegas Sands
LVS
$29.8B
$2.85M 0.77%
54,274
+4,628
+9% +$247K
GAP
42
The Gap Inc
GAP
$7.42B
$2.84M 0.77%
74,478
+5,838
+9% +$231K
IBM icon
43
IBM
IBM
$222B
$2.83M 0.76%
18,172
+1,283
+8% +$206K
PM icon
44
Philip Morris
PM
$291B
$2.8M 0.76%
34,917
+2,224
+7% +$183K
VAR
45
DELISTED
Varian Medical Systems, Inc.
VAR
$2.77M 0.75%
37,460
+2,672
+8% +$209K
ALK icon
46
Alaska Air
ALK
$5.86B
$2.76M 0.75%
+42,793
New +$2.76M
ED icon
47
Consolidated Edison
ED
$40B
$2.75M 0.75%
47,601
+3,886
+9% +$234K
IVV icon
48
iShares Core S&P 500 ETF
IVV
$900B
$2.75M 0.75%
13,297
-20,948
-61% -$4.43M
VTV icon
49
Vanguard Morningstar Value ETF
VTV
$191B
$2.68M 0.73%
32,199
-947
-3% -$80.7K
COP icon
50
ConocoPhillips
COP
$144B
$2.67M 0.72%
43,467
-2,522
-5% -$164K
1
2
3 4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Regal Investment Advisors held 1,092 positions worth $370M, down 8.7% from $405M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors withdrew a net $27.9M in Q2 2015, closing 121 positions and reducing 266 holdings. Its most notable exit was WisdomTree US SmallCap Dividend Fund, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Regal Investment Advisors opened a new position in Insulet worth $3.32M.

  • Regal Investment Advisors's largest Q2 2015 buy was Insulet: 107,267 shares worth $3.32M.
  • Regal Investment Advisors added most to Invesco Senior Loan ETF in Q2 2015, an estimated $3.96M increase.
  • Regal Investment Advisors's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $9.67M.
  • Regal Investment Advisors fully exited WisdomTree US SmallCap Dividend Fund in Q2 2015, selling an estimated $1.04M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $370M portfolio in Q2 2015.
  • Regal Investment Advisors opened 87 new positions and closed 121 in Q2 2015.
  • Regal Investment Advisors's portfolio value fell 8.7% quarter-over-quarter to $370M.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.