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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PETM
26
DELISTED
PETSMART INC
PETM
$3.16M 0.85%
38,834
+819
+2% +$60.7K
ABBV icon
27
AbbVie
ABBV
$434B
$3.02M 0.81%
46,166
-3,297
-7% -$208K
TIP icon
28
iShares TIPS Bond ETF
TIP
$14.5B
$2.98M 0.8%
26,575
-2,936
-10% -$332K
NUE icon
29
Nucor
NUE
$62.3B
$2.96M 0.79%
60,252
+44,544
+284% +$2.32M
WFM
30
DELISTED
Whole Foods Market Inc
WFM
$2.94M 0.79%
58,413
+58,013
+14,503% +$2.56M
DUK icon
31
Duke Energy
DUK
$96.1B
$2.92M 0.78%
35,012
-1,408
-4% -$114K
ESRX
32
DELISTED
Express Scripts Holding Company
ESRX
$2.88M 0.77%
34,076
-2,048
-6% -$160K
CME icon
33
CME Group
CME
$95B
$2.87M 0.77%
32,424
+374
+1% +$31.7K
SDY icon
34
State Street SPDR S&P Dividend ETF
SDY
$23.7B
$2.84M 0.76%
36,058
-2,157
-6% -$169K
SJNK icon
35
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$2.79M 0.75%
96,459
+1,908
+2% +$56.3K
DKS icon
36
Dick's Sporting Goods
DKS
$17.9B
$2.77M 0.74%
55,685
-1,217
-2% -$57K
URBN icon
37
Urban Outfitters
URBN
$6.65B
$2.72M 0.73%
+77,316
New +$2.51M
LUV icon
38
Southwest Airlines
LUV
$24B
$2.69M 0.72%
63,622
+63,109
+12,302% +$2.36M
COP icon
39
ConocoPhillips
COP
$141B
$2.69M 0.72%
38,962
+2,775
+8% +$194K
WU icon
40
Western Union
WU
$2.28B
$2.67M 0.72%
149,279
+8,878
+6% +$154K
UUP icon
41
Invesco DB US Dollar Index Bullish Fund
UUP
$423M
$2.65M 0.71%
110,458
+88,426
+401% +$2.05M
BLK icon
42
Blackrock
BLK
$175B
$2.64M 0.71%
7,391
+174
+2% +$59.5K
CF icon
43
CF Industries
CF
$18B
$2.64M 0.71%
+48,460
New +$2.56M
MO icon
44
Altria Group
MO
$114B
$2.64M 0.71%
53,590
+4,846
+10% +$236K
RGR icon
45
Sturm, Ruger & Co
RGR
$613M
$2.62M 0.7%
75,502
+70,752
+1,490% +$2.89M
ED icon
46
Consolidated Edison
ED
$39.6B
$2.58M 0.69%
39,127
-3,527
-8% -$221K
CTSH icon
47
Cognizant
CTSH
$25.2B
$2.58M 0.69%
48,912
+48,902
+489,020% +$2.44M
BAX icon
48
Baxter International
BAX
$14.3B
$2.57M 0.69%
64,579
+124
+0.2% +$4.83K
TDIV icon
49
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.37B
$2.55M 0.68%
92,084
+59,217
+180% +$1.61M
VTV icon
50
Vanguard Morningstar Value ETF
VTV
$192B
$2.54M 0.68%
30,098
-1,753
-6% -$145K
1
2
3 4 5

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PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.