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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
26
Walmart Inc
WMT
$881B
$2.46M 0.87%
98,133
+90,258
+1,146% +$2.32M
BAX icon
27
Baxter International
BAX
$14.5B
$2.4M 0.86%
61,234
+56,790
+1,278% +$2.27M
APO icon
28
Apollo Global Management
APO
$74.6B
$2.4M 0.85%
+86,383
New +$2.35M
EBAY icon
29
eBay
EBAY
$47.6B
$2.39M 0.85%
113,542
+102,883
+965% +$2.24M
PSK icon
30
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$2.39M 0.85%
54,756
-136
-0.2% -$5.88K
VTIP icon
31
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.38M 0.85%
47,446
-3,070
-6% -$153K
UPL
32
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$2.37M 0.84%
79,901
+79,686
+37,063% +$2.26M
ESRX
33
DELISTED
Express Scripts Holding Company
ESRX
$2.37M 0.84%
34,195
+32,180
+1,597% +$2.26M
GOOG icon
34
Alphabet (Google) Class C
GOOG
$4.56T
$2.35M 0.84%
81,904
+78,572
+2,358% +$2.13M
IBM icon
35
IBM
IBM
$213B
$2.33M 0.83%
13,428
+12,487
+1,327% +$2.25M
WU icon
36
Western Union
WU
$2.04B
$2.32M 0.83%
133,778
+132,778
+13,278% +$2.14M
AMJ
37
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$2.32M 0.82%
44,222
+1,733
+4% +$85.4K
ED icon
38
Consolidated Edison
ED
$39.8B
$2.29M 0.82%
39,721
+12,484
+46% +$697K
KMR
39
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$2.28M 0.81%
+29,808
New +$2.12M
LOW icon
40
Lowe's Companies
LOW
$119B
$2.26M 0.81%
47,176
+46,495
+6,827% +$2.17M
BSV icon
41
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.24M 0.8%
27,921
-30
-0.1% -$2.41K
PCYC
42
DELISTED
PHARMACYCLICS INC
PCYC
$2.2M 0.78%
+24,521
New +$2.3M
PETM
43
DELISTED
PETSMART INC
PETM
$2.2M 0.78%
+36,766
New +$2.32M
AMZN icon
44
Amazon
AMZN
$3.06T
$2.2M 0.78%
+135,280
New +$2.14M
BLK icon
45
Blackrock
BLK
$175B
$2.18M 0.78%
+6,831
New +$2.09M
NOV icon
46
NOV
NOV
$6.94B
$2.18M 0.78%
+26,514
New +$1.97M
CME icon
47
CME Group
CME
$95.7B
$2.16M 0.77%
+30,408
New +$2.14M
PM icon
48
Philip Morris
PM
$292B
$2.13M 0.76%
25,280
+24,091
+2,026% +$2.07M
EFA icon
49
iShares MSCI EAFE ETF
EFA
$78.4B
$2.12M 0.76%
31,023
-20,444
-40% -$1.4M
GE icon
50
GE Aerospace
GE
$383B
$2.08M 0.74%
16,472
+1,769
+12% +$225K
1
2
3 4 5

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Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.