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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
26
iShares Core S&P Small-Cap ETF
IJR
$113B
$1.67M 0.96%
30,568
+13,210
+76% +$691K
TJX icon
27
TJX Companies
TJX
$177B
$1.6M 0.92%
50,366
+6,832
+16% +$207K
IPGP icon
28
IPG Photonics
IPGP
$3.97B
$1.59M 0.91%
20,458
+3,405
+20% +$232K
ROST icon
29
Ross Stores
ROST
$81.2B
$1.55M 0.89%
41,412
+7,372
+22% +$277K
ARLP icon
30
Alliance Resource Partners
ARLP
$3.28B
$1.51M 0.87%
39,358
+7,616
+24% +$286K
NEU icon
31
NewMarket
NEU
$8.1B
$1.51M 0.86%
4,515
+684
+18% +$215K
DLTR icon
32
Dollar Tree
DLTR
$24.8B
$1.51M 0.86%
26,724
+2,999
+13% +$173K
RES icon
33
RPC Inc
RES
$1.29B
$1.5M 0.86%
84,249
+13,501
+19% +$236K
TBRG
34
DELISTED
TruBridge
TBRG
$1.5M 0.86%
24,249
+4,068
+20% +$245K
HIBB
35
DELISTED
Hibbett, Inc. Common Stock
HIBB
$1.5M 0.86%
22,280
+3,931
+21% +$240K
FLOT icon
36
iShares Floating Rate Bond ETF
FLOT
$10.3B
$1.49M 0.85%
29,336
-2,378
-7% -$120K
TPR icon
37
Tapestry
TPR
$32.1B
$1.46M 0.84%
26,078
+5,619
+27% +$304K
DBC icon
38
Invesco DB Commodity Index Tracking Fund
DBC
$1.64B
$1.46M 0.83%
56,787
-508
-0.9% -$13K
VNQ icon
39
Vanguard Real Estate ETF
VNQ
$39.1B
$1.46M 0.83%
22,568
-5,806
-20% -$388K
ABBV icon
40
AbbVie
ABBV
$434B
$1.45M 0.83%
27,418
-769
-3% -$37.8K
STMP
41
DELISTED
Stamps.com, Inc.
STMP
$1.43M 0.82%
34,032
+6,622
+24% +$296K
VB icon
42
Vanguard Morningstar Small-Cap ETF
VB
$81.8B
$1.42M 0.81%
12,919
-873
-6% -$92.9K
IDV icon
43
iShares International Select Dividend ETF
IDV
$8.47B
$1.42M 0.81%
37,378
-11,518
-24% -$430K
VRA icon
44
Vera Bradley
VRA
$99.5M
$1.42M 0.81%
58,922
+13,835
+31% +$317K
VAR
45
DELISTED
Varian Medical Systems, Inc.
VAR
$1.41M 0.81%
20,647
+3,902
+23% +$260K
MO icon
46
Altria Group
MO
$114B
$1.39M 0.8%
36,175
-1,244
-3% -$45.9K
JBHT icon
47
JB Hunt Transport Services
JBHT
$25.7B
$1.38M 0.79%
17,901
+2,267
+15% +$169K
FDS icon
48
Factset
FDS
$9.89B
$1.37M 0.79%
12,627
+2,158
+21% +$240K
SCCO icon
49
Southern Copper
SCCO
$165B
$1.34M 0.77%
50,427
+18,343
+57% +$460K
NUS icon
50
Nu Skin
NUS
$252M
$1.31M 0.75%
+9,502
New +$1.12M
1
2
3 4 5

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VCM
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ESBC
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SFI
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MAM
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WJA
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.