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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMB icon
451
First Trust Managed Municipal ETF
FMB
$2.06B
$300K 0.02%
5,778
-1,932
-25% -$99.8K
ISTB icon
452
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$294K 0.02%
6,040
+419
+7% +$20.2K
UL icon
453
Unilever
UL
$135B
$293K 0.02%
4,012
-27
-0.7% -$1.87K
IWS icon
454
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$293K 0.02%
2,212
-519
-19% -$65.6K
CLF icon
455
Cleveland-Cliffs
CLF
$7.16B
$292K 0.02%
22,889
+22
+0.1% +$299
FELG icon
456
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.74B
$291K 0.02%
8,763
+15
+0.2% +$480
VOOG icon
457
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
$289K 0.02%
5,022
-204
-4% -$11.3K
IEV icon
458
iShares Europe ETF
IEV
$1.7B
$288K 0.02%
4,946
+230
+5% +$12.9K
FLHY icon
459
Franklin High Yield Corporate ETF
FLHY
$1.24B
$288K 0.02%
11,771
-616
-5% -$14.8K
ALB icon
460
Albemarle
ALB
$15.4B
$287K 0.02%
3,028
-36
-1% -$3.2K
VIGI icon
461
Vanguard International Dividend Appreciation ETF
VIGI
$9.28B
$286K 0.02%
3,239
-930
-22% -$79K
PYPL icon
462
PayPal
PYPL
$50.1B
$285K 0.02%
+3,653
New +$244K
BUFD icon
463
FT Vest Fund of Deep Buffer ETFs
BUFD
$2B
$284K 0.02%
11,349
– –
C icon
464
Citigroup
C
$227B
$280K 0.02%
4,478
-14,796
-77% -$915K
IYF icon
465
iShares US Financials ETF
IYF
$4.39B
$274K 0.02%
2,640
– –
FNDE icon
466
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10.1B
$274K 0.02%
8,497
– –
HBAN icon
467
Huntington Bancshares
HBAN
$35.4B
$273K 0.02%
18,578
-2,610
-12% -$37.1K
SDY icon
468
State Street SPDR S&P Dividend ETF
SDY
$22B
$272K 0.02%
1,916
+273
+17% +$36.9K
DTE icon
469
DTE Energy
DTE
$28.5B
$271K 0.02%
2,113
-16
-0.8% -$1.93K
SBLK icon
470
Star Bulk Carriers
SBLK
$3.18B
$271K 0.02%
11,425
– –
LCTD icon
471
iShares World ex U.S. Carbon Transition Readiness Aware Active ETF
LCTD
$294M
$267K 0.02%
5,485
+436
+9% +$20.2K
MOAT icon
472
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$266K 0.02%
2,741
-710
-21% -$64.9K
COWZ icon
473
Pacer US Cash Cows 100 ETF
COWZ
$19.6B
$263K 0.02%
4,554
+13
+0.3% +$728
IWY icon
474
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$260K 0.02%
1,183
-1,714
-59% -$365K
NVO
475
Novo Nordisk
NVO
$210B
$258K 0.02%
2,170
+209
+11% +$27.9K
17 18
19
20 21

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.