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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANSS
451
DELISTED
Ansys
ANSS
$314K 0.02%
+904
New +$306K
SPTL icon
452
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$314K 0.02%
11,222
+3,961
+55% +$110K
MOAT icon
453
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$313K 0.02%
+3,487
New +$299K
IETC icon
454
iShares US Tech Independence Focused ETF
IETC
$715M
$312K 0.02%
4,414
+3
+0.1% +$202
XAR icon
455
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.53B
$312K 0.02%
+2,223
New +$298K
ACWI icon
456
iShares MSCI ACWI ETF
ACWI
$33.3B
$312K 0.02%
2,832
+105
+4% +$11K
JMBS icon
457
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.72B
$308K 0.02%
6,837
-440
-6% -$19.9K
SOXX icon
458
iShares Semiconductor ETF
SOXX
$44.8B
$308K 0.02%
1,362
-441
-24% -$91.7K
CALM icon
459
Cal-Maine
CALM
$3.85B
$306K 0.02%
+5,201
New +$296K
SUSL icon
460
iShares ESG MSCI USA Leaders ETF
SUSL
$1.21B
$306K 0.02%
3,257
– –
DMO
461
Western Asset Mortgage Opportunity Fund
DMO
$120M
$298K 0.02%
25,427
-6,065
-19% -$69K
BSCO
462
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$298K 0.02%
14,188
-919
-6% -$19.2K
HON icon
463
Honeywell
HON
$77B
$297K 0.02%
1,536
-227
-13% -$42.7K
ESGE icon
464
iShares ESG Aware MSCI EM ETF
ESGE
$6.69B
$297K 0.02%
9,211
-477
-5% -$15K
FENI icon
465
Fidelity Enhanced International ETF
FENI
$11.3B
$297K 0.02%
10,389
– –
CNXC icon
466
Concentrix
CNXC
$1.56B
$296K 0.02%
4,477
-265
-6% -$21.5K
FLHY icon
467
Franklin High Yield Corporate ETF
FLHY
$1.24B
$296K 0.02%
12,454
-557
-4% -$13.1K
XHB icon
468
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
$293K 0.02%
+2,628
New +$263K
TYL icon
469
Tyler Technologies
TYL
$13B
$292K 0.02%
687
+119
+21% +$50.8K
IGSB icon
470
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$290K 0.02%
5,655
-4,323
-43% -$221K
OXY icon
471
Occidental Petroleum
OXY
$58.6B
$287K 0.02%
+4,415
New +$264K
PYPL icon
472
PayPal
PYPL
$50.5B
$286K 0.02%
4,265
+451
+12% +$27.7K
PAA icon
473
Plains All American Pipeline
PAA
$16.4B
$283K 0.02%
16,095
+210
+1% +$3.39K
VUSB icon
474
Vanguard Ultra-Short Bond ETF
VUSB
$9.33B
$282K 0.02%
5,682
-3,593
-39% -$178K
BIL icon
475
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$280K 0.02%
3,054
-2,164
-41% -$198K
17 18
19
20 21

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.