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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OHI icon
451
Omega Healthcare
OHI
$14.4B
$215K 0.02%
+6,490
New +$207K
PPA icon
452
Invesco Aerospace & Defense ETF
PPA
$8.72B
$215K 0.02%
+2,690
New +$225K
FBT icon
453
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$214K 0.02%
1,465
-50
-3% -$7.62K
DTE icon
454
DTE Energy
DTE
$28.5B
$214K 0.02%
2,156
+7
+0.3% +$753
FSK icon
455
FS KKR Capital
FSK
$3.37B
$214K 0.02%
+10,862
New +$217K
TMO icon
456
Thermo Fisher Scientific
TMO
$222B
$214K 0.02%
422
-132
-24% -$70.3K
BJ icon
457
BJs Wholesale Club
BJ
$12.3B
$212K 0.02%
+2,976
New +$200K
WEC icon
458
WEC Energy
WEC
$34.6B
$212K 0.02%
2,629
+2
+0.1% +$174
RPV icon
459
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
$210K 0.02%
2,860
+85
+3% +$6.58K
IXUS icon
460
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$210K 0.02%
3,501
-438
-11% -$27.3K
DLR icon
461
Digital Realty Trust
DLR
$70.8B
$209K 0.02%
+1,729
New +$212K
AGL icon
462
Agilon Health
AGL
$1.63B
$208K 0.02%
467
-89
-16% -$40.2K
IYF icon
463
iShares US Financials ETF
IYF
$4.4B
$206K 0.02%
2,760
– –
STIP icon
464
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$206K 0.02%
2,128
-566
-21% -$55K
LYB icon
465
LyondellBasell Industries
LYB
$20.2B
$206K 0.02%
+2,173
New +$209K
VTIP icon
466
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$205K 0.02%
4,336
-775
-15% -$36.6K
DPZ icon
467
Domino's
DPZ
$11.5B
$204K 0.02%
+539
New +$207K
GSBD icon
468
Goldman Sachs BDC
GSBD
$1.1B
$204K 0.02%
14,000
– –
VDC icon
469
Vanguard Consumer Staples ETF
VDC
$7.94B
$201K 0.02%
1,102
-338
-23% -$65.2K
LCTD icon
470
iShares World ex U.S. Carbon Transition Readiness Aware Active ETF
LCTD
$295M
$201K 0.02%
+4,983
New +$209K
IBCP icon
471
Independent Bank Corp
IBCP
$841M
$200K 0.02%
10,916
+75
+0.7% +$1.43K
NCLH icon
472
Norwegian Cruise Line
NCLH
$8.52B
$195K 0.02%
11,836
– –
TYA icon
473
Simplify Intermediate Term Treasury Futures Strategy ETF
TYA
$64.7M
$174K 0.01%
+13,721
New +$190K
PDI icon
474
PIMCO Dynamic Income Fund
PDI
$7.45B
$173K 0.01%
+10,005
New +$184K
PDBC icon
475
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.63B
$170K 0.01%
+11,394
New +$167K
17 18
19
20 21

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.