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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATVI
451
DELISTED
Activision Blizzard
ATVI
$203K 0.02%
+2,656
New +$197K
ICLN icon
452
iShares Global Clean Energy ETF
ICLN
$2.08B
$203K 0.02%
10,228
-6,802
-40% -$134K
LIN icon
453
Linde
LIN
$225B
$203K 0.02%
+621
New +$195K
PODD icon
454
Insulet
PODD
$9.84B
$202K 0.02%
+687
New +$189K
APH icon
455
Amphenol
APH
$209B
$202K 0.02%
+5,312
New +$201K
OHI icon
456
Omega Healthcare
OHI
$14.4B
$202K 0.02%
+7,215
New +$218K
EXP icon
457
Eagle Materials
EXP
$6.44B
$201K 0.02%
+1,514
New +$191K
AXP icon
458
American Express
AXP
$228B
$201K 0.02%
1,358
-321
-19% -$47.6K
VRP icon
459
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$200K 0.02%
8,952
-279
-3% -$6.19K
PGF icon
460
Invesco Financial Preferred ETF
PGF
$668M
$195K 0.02%
13,540
-319
-2% -$4.72K
GSBD icon
461
Goldman Sachs BDC
GSBD
$1.09B
$188K 0.02%
13,700
– –
NS
462
DELISTED
NuStar Energy L.P.
NS
$184K 0.02%
11,500
– –
BGS icon
463
B&G Foods
BGS
$274M
$184K 0.02%
16,478
-4,390
-21% -$61K
PDBC icon
464
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.64B
$167K 0.02%
11,300
-1,198
-10% -$20K
ETW
465
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$164K 0.02%
21,147
– –
PSEC icon
466
Prospect Capital
PSEC
$1.15B
$146K 0.01%
20,881
+477
+2% +$3.43K
UAA icon
467
Under Armour
UAA
$2.43B
$146K 0.01%
14,350
-200
-1% -$1.73K
SOFI icon
468
SoFi Technologies
SOFI
$23.6B
$127K 0.01%
27,466
-5,891
-18% -$29.2K
WW
469
DELISTED
WW International
WW
$96.5K 0.01%
25,000
+4,100
+20% +$16.4K
SIRI icon
470
SiriusXM
SIRI
$9.69B
$93.4K 0.01%
1,600
+7
+0.4% +$430
TSI
471
TCW Strategic Income Fund
TSI
$214M
$90.8K 0.01%
19,654
-1,574
-7% -$7.38K
FSI icon
472
Flexible Solutions
FSI
$63.5M
$88.2K 0.01%
28,460
– –
SOFI icon
473
CALL
SoFi Technologies
SOFI
$23.6B
$81.1K 0.01%
+17,600
New +$87.3K
ABEV icon
474
Ambev
ABEV
$45.7B
$45.9K ﹤0.01%
16,872
-510
-3% -$1.49K
PBI icon
475
Pitney Bowes
PBI
$2.35B
$39.9K ﹤0.01%
10,500
– –
17 18
19
20 21

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.