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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
451
Invesco Senior Loan ETF
BKLN
$6.74B
$272K 0.02%
12,300
-4,030
-25% -$88.9K
FAF icon
452
First American
FAF
$7.58B
$271K 0.02%
3,464
+52
+2% +$3.88K
FICO icon
453
Fair Isaac
FICO
$22.5B
$271K 0.02%
+625
New +$248K
WERN icon
454
Werner Enterprises
WERN
$2.25B
$271K 0.02%
+5,696
New +$261K
O icon
455
Realty Income
O
$59.1B
$269K 0.02%
3,752
+74
+2% +$5.09K
SNA icon
456
Snap-on
SNA
$21.5B
$267K 0.02%
1,239
– –
DAL icon
457
Delta Air Lines
DAL
$60.1B
$266K 0.02%
6,799
+6
+0.1% +$240
SPYD icon
458
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.71B
$266K 0.02%
+6,324
New +$258K
UBER icon
459
Uber
UBER
$153B
$266K 0.02%
6,332
+257
+4% +$11.1K
UNP icon
460
Union Pacific
UNP
$174B
$264K 0.02%
1,048
-2
-0.2% -$474
NJAN icon
461
Innovator Growth-100 Power Buffer ETF January
NJAN
$354M
$262K 0.02%
6,155
-365
-6% -$15.3K
KEYS icon
462
Keysight
KEYS
$58.3B
$261K 0.02%
1,264
-43
-3% -$8.04K
FSK icon
463
FS KKR Capital
FSK
$3.44B
$260K 0.02%
12,423
-5,107
-29% -$110K
SPLV icon
464
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$260K 0.02%
3,782
+4
+0.1% +$258
FE icon
465
FirstEnergy
FE
$27.5B
$259K 0.02%
6,235
-224
-3% -$8.64K
NXPI icon
466
NXP Semiconductors
NXPI
$60.4B
$259K 0.02%
1,137
+7
+0.6% +$1.49K
FMHI icon
467
First Trust Municipal High Income ETF
FMHI
$1.01B
$258K 0.02%
4,590
-122
-3% -$6.82K
UAA icon
468
Under Armour
UAA
$2.6B
$256K 0.02%
12,075
-300
-2% -$6.81K
FTXO icon
469
First Trust Nasdaq Bank ETF
FTXO
$315M
$255K 0.02%
+7,758
New +$263K
RBB icon
470
RBB Bancorp
RBB
$455M
$252K 0.02%
9,636
– –
CBOE icon
471
Cboe Global Markets
CBOE
$29.9B
$250K 0.02%
1,921
+58
+3% +$7.48K
VEEV icon
472
Veeva Systems
VEEV
$37.4B
$250K 0.02%
979
+21
+2% +$6.11K
BERY
473
DELISTED
Berry Global Group, Inc.
BERY
$250K 0.02%
3,686
+47
+1% +$2.91K
LIT icon
474
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$249K 0.02%
2,954
+248
+9% +$22K
PSX icon
475
Phillips 66
PSX
$81.4B
$249K 0.02%
3,430
+485
+16% +$36.7K
17 18
19
20 21

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.