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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VT icon
451
Vanguard Total World Stock ETF
VT
$81.3B
$264K 0.03%
2,597
+6
+0.2% +$629
FMHI icon
452
First Trust Municipal High Income ETF
FMHI
$1.01B
$263K 0.03%
+4,712
New +$266K
DOCU
453
DocuSign
DOCU
$11.4B
$261K 0.03%
1,012
-111
-10% -$32K
NEE icon
454
NextEra Energy
NEE
$175B
$260K 0.03%
3,310
+35
+1% +$2.82K
SNA icon
455
Snap-on
SNA
$21.3B
$259K 0.03%
1,239
+1
+0.1% +$222
WBA
456
DELISTED
Walgreens Boots Alliance
WBA
$259K 0.03%
5,510
+213
+4% +$10.3K
MOS icon
457
The Mosaic Company
MOS
$7.2B
$258K 0.03%
+7,227
New +$231K
DE icon
458
Deere & Co
DE
$165B
$257K 0.02%
767
+152
+25% +$54.8K
TSM icon
459
TSMC
TSM
$2.19T
$257K 0.02%
+2,300
New +$270K
DKNG icon
460
DraftKings
DKNG
$12.1B
$256K 0.02%
+5,325
New +$282K
TWTR
461
DELISTED
Twitter, Inc.
TWTR
$253K 0.02%
4,185
-487
-10% -$32K
FTXL icon
462
First Trust Nasdaq Semiconductor ETF
FTXL
$1.35B
$251K 0.02%
3,705
+3
+0.1% +$203
UAA icon
463
Under Armour
UAA
$2.45B
$250K 0.02%
12,375
-100
-0.8% -$2.21K
NS
464
DELISTED
NuStar Energy L.P.
NS
$246K 0.02%
15,600
-2,000
-11% -$32.9K
TLRY icon
465
Tilray
TLRY
$614M
$245K 0.02%
2,174
-46
-2% -$6.31K
ICLR icon
466
Icon
ICLR
$12.8B
$244K 0.02%
930
-348
-27% -$84.6K
RDS.A
467
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$244K 0.02%
5,467
+80
+1% +$3.23K
RBB icon
468
RBB Bancorp
RBB
$450M
$243K 0.02%
9,636
-50
-0.5% -$1.23K
IBCP icon
469
Independent Bank Corp
IBCP
$840M
$239K 0.02%
11,122
-30
-0.3% -$624
NXTG icon
470
First Trust Indxx NextG ETF
NXTG
$562M
$239K 0.02%
3,137
+229
+8% +$17.8K
COUP
471
DELISTED
Coupa Software Incorporated
COUP
$238K 0.02%
+1,087
New +$255K
IYF icon
472
iShares US Financials ETF
IYF
$4.4B
$236K 0.02%
2,860
– –
BSJS icon
473
Invesco BulletShares 2028 High Yield Corporate Bond ETF
BSJS
$742M
$235K 0.02%
+9,200
New +$235K
BLDR icon
474
Builders FirstSource
BLDR
$7.77B
$234K 0.02%
+4,514
New +$220K
NVS icon
475
Novartis
NVS
$295B
$232K 0.02%
2,837
+413
+17% +$37.2K
17 18
19
20 21

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.