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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPL
451
PPL Corp
PPL
$26.7B
$41K 0.01%
1,304
-363
-22% -$11.7K
FSD
452
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$41K 0.01%
2,511
– –
MNK
453
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$41K 0.01%
327
+3
+0.9% +$343
WIN
454
DELISTED
Windstream Holdings Inc
WIN
$41K 0.01%
700
+268
+62% +$17.1K
ARIA
455
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$41K 0.01%
5,000
– –
EPS icon
456
WisdomTree US LargeCap Fund
EPS
$1.65B
$40K 0.01%
1,686
– –
JWN
457
DELISTED
Nordstrom
JWN
$40K 0.01%
500
– –
IGE icon
458
iShares North American Natural Resources ETF
IGE
$758M
$39K 0.01%
1,026
+848
+476% +$32K
IUSG icon
459
iShares Core S&P US Growth ETF
IUSG
$33.7B
$39K 0.01%
950
– –
OMCL icon
460
Omnicell
OMCL
$1.68B
$39K 0.01%
+1,113
New +$36.7K
HYT icon
461
BlackRock Corporate High Yield Fund
HYT
$1.37B
$38K 0.01%
3,363
-100
-3% -$1.13K
OXY icon
462
Occidental Petroleum
OXY
$55.9B
$38K 0.01%
527
+401
+318% +$31K
PEG icon
463
Public Service Enterprise Group
PEG
$37.7B
$38K 0.01%
900
– –
TECK icon
464
Teck Resources
TECK
$32.6B
$38K 0.01%
2,801
-2,850
-50% -$40.1K
MBLY
465
DELISTED
Mobileye N.V.
MBLY
$38K 0.01%
902
+32
+4% +$1.25K
M icon
466
Macy's
M
$6.68B
$37K 0.01%
570
+450
+375% +$29K
EDE
467
DELISTED
Empire District Electric
EDE
$37K 0.01%
1,500
– –
CLMT icon
468
Calumet Specialty Products
CLMT
$3.44B
$36K 0.01%
1,500
– –
IP icon
469
International Paper
IP
$22B
$36K 0.01%
+686
New +$35.6K
TMO icon
470
Thermo Fisher Scientific
TMO
$220B
$36K 0.01%
270
+200
+286% +$25.8K
VOD icon
471
Vodafone
VOD
$37.4B
$36K 0.01%
1,090
-2,022
-65% -$69.5K
APA icon
472
APA Corp
APA
$13.2B
$35K 0.01%
586
+550
+1,528% +$34.6K
CDW icon
473
CDW
CDW
$17B
$35K 0.01%
+937
New +$34.1K
DB icon
474
Deutsche Bank
DB
$71.5B
$35K 0.01%
1,141
-1,423
-55% -$39.8K
JLL icon
475
Jones Lang LaSalle
JLL
$16.7B
$35K 0.01%
204
– –
17 18
19
20 21

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.